Overview
Assets Under Management: $1.5 billion
High-Net-Worth Clients: 4,535
Average Client Assets: $210,566
Frequently Asked Questions
INVESTMENT MANAGER & PORTFOLIO MANAGER is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #335103), INVESTMENT MANAGER & PORTFOLIO MANAGER is subject to fiduciary duty under federal law.
INVESTMENT MANAGER & PORTFOLIO MANAGER serves 4,535 high-net-worth clients according to their SEC filing dated November 04, 2025. View client details ↓
According to their SEC Form ADV, INVESTMENT MANAGER & PORTFOLIO MANAGER offers portfolio management for individuals, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. View all service details ↓
INVESTMENT MANAGER & PORTFOLIO MANAGER manages $1.5 billion in client assets according to their SEC filing dated November 04, 2025.
According to their SEC Form ADV, INVESTMENT MANAGER & PORTFOLIO MANAGER serves high-net-worth individuals, pooled investment vehicles, and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 4,535
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 63.71
Average High-Net-Worth Client Assets: $210,566
Total Client Accounts: 4,540
Discretionary Accounts: 4,540
Regulatory Filings
CRD Number: 335103
Filing ID: 2006953
Last Filing Date: 2025-11-04 08:03:56
Website: 0