Overview
Assets Under Management: $278 million
Headquarters: LEXINGTON, KY
High-Net-Worth Clients: 46
Average Client Assets: $1 million
Frequently Asked Questions
INVESTMENTS & FINANCIAL PLANNING, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #164333), INVESTMENTS & FINANCIAL PLANNING, LLC is subject to fiduciary duty under federal law.
INVESTMENTS & FINANCIAL PLANNING, LLC is headquartered in LEXINGTON, KY.
INVESTMENTS & FINANCIAL PLANNING, LLC serves 46 high-net-worth clients according to their SEC filing dated August 21, 2025. View client details ↓
According to their SEC Form ADV, INVESTMENTS & FINANCIAL PLANNING, LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and educational seminars and workshops. View all service details ↓
INVESTMENTS & FINANCIAL PLANNING, LLC manages $278 million in client assets according to their SEC filing dated August 21, 2025.
According to their SEC Form ADV, INVESTMENTS & FINANCIAL PLANNING, LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Educational Seminars
Clients
Number of High-Net-Worth Clients: 46
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 23.26
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 1,714
Discretionary Accounts: 1,714
Regulatory Filings
CRD Number: 164333
Filing ID: 2010795
Last Filing Date: 2025-08-21 10:42:00
Website: https://investfp.com