Overview
Assets Under Management: $786 million
Headquarters: XENIA, OH
High-Net-Worth Clients: 55
Average Client Assets: $1.6 million
Frequently Asked Questions
JAMES CAPITAL ALLIANCE INC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #107078), JAMES CAPITAL ALLIANCE INC is subject to fiduciary duty under federal law.
JAMES CAPITAL ALLIANCE INC is headquartered in XENIA, OH.
JAMES CAPITAL ALLIANCE INC serves 55 high-net-worth clients according to their SEC filing dated March 09, 2018. View client details ↓
According to their SEC Form ADV, JAMES CAPITAL ALLIANCE INC offers portfolio management for individuals and portfolio management for institutional clients. View all service details ↓
JAMES CAPITAL ALLIANCE INC manages $786 million in client assets according to their SEC filing dated March 09, 2018.
According to their SEC Form ADV, JAMES CAPITAL ALLIANCE INC serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 55
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 11.10%
Average Client Assets: $1.6 million
Total Client Accounts: 2,872
Discretionary Accounts: 2,755
Non-Discretionary Accounts: 117
Regulatory Filings
CRD Number: 107078
Filing ID: 1183591
Last Filing Date: 2018-03-09 08:50:00