Overview
Assets Under Management: $303 million
Headquarters: YORKTOWN HEIGHTS, NY
High-Net-Worth Clients: 28
Average Client Assets: $2 million
Frequently Asked Questions
JOSEPH P. LUCIA & ASSOCIATES, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #147625), JOSEPH P. LUCIA & ASSOCIATES, LLC is subject to fiduciary duty under federal law.
JOSEPH P. LUCIA & ASSOCIATES, LLC is headquartered in YORKTOWN HEIGHTS, NY.
JOSEPH P. LUCIA & ASSOCIATES, LLC serves 28 high-net-worth clients according to their SEC filing dated March 11, 2025. View client details ↓
According to their SEC Form ADV, JOSEPH P. LUCIA & ASSOCIATES, LLC offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
JOSEPH P. LUCIA & ASSOCIATES, LLC manages $303 million in client assets according to their SEC filing dated March 11, 2025.
According to their SEC Form ADV, JOSEPH P. LUCIA & ASSOCIATES, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 28
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 17.08
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 1,818
Discretionary Accounts: 1,043
Non-Discretionary Accounts: 775
Regulatory Filings
CRD Number: 147625
Filing ID: 1934513
Last Filing Date: 2025-03-11 22:48:00
Website: https://luciaandassociates.net