Overview
Assets Under Management: $111 million
High-Net-Worth Clients: 109
Average Client Assets: $0.9 million
Frequently Asked Questions
KALTBAUM CAPITAL MANAGEMENT is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #123991), KALTBAUM CAPITAL MANAGEMENT is subject to fiduciary duty under federal law.
KALTBAUM CAPITAL MANAGEMENT serves 109 high-net-worth clients according to their SEC filing dated March 27, 2026. View client details ↓
According to their SEC Form ADV, KALTBAUM CAPITAL MANAGEMENT offers portfolio management for individuals. View all service details ↓
KALTBAUM CAPITAL MANAGEMENT manages $111 million in client assets according to their SEC filing dated March 27, 2026.
According to their SEC Form ADV, KALTBAUM CAPITAL MANAGEMENT serves high-net-worth individuals. View client details ↓
Services Offered
Services: Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 109
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 88.57%
Average Client Assets: $0.9 million
Total Client Accounts: 227
Discretionary Accounts: 193
Non-Discretionary Accounts: 34
Regulatory Filings
CRD Number: 123991
Filing ID: 2066198
Last Filing Date: 2026-03-27 14:13:44