Overview
Assets Under Management: $322 million
Headquarters: LEBANON, OH
High-Net-Worth Clients: 76
Average Client Assets: $3 million
Frequently Asked Questions
KAPSTONE FINANCIAL ADVISORS LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #318885), KAPSTONE FINANCIAL ADVISORS LLC is subject to fiduciary duty under federal law.
KAPSTONE FINANCIAL ADVISORS LLC is headquartered in LEBANON, OH.
KAPSTONE FINANCIAL ADVISORS LLC serves 76 high-net-worth clients according to their SEC filing dated February 26, 2026. View client details ↓
According to their SEC Form ADV, KAPSTONE FINANCIAL ADVISORS LLC offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
KAPSTONE FINANCIAL ADVISORS LLC manages $322 million in client assets according to their SEC filing dated February 26, 2026.
According to their SEC Form ADV, KAPSTONE FINANCIAL ADVISORS LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 76
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 67.05
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 1,086
Discretionary Accounts: 1,084
Non-Discretionary Accounts: 2
Regulatory Filings
CRD Number: 318885
Filing ID: 2059851
Last Filing Date: 2026-02-26 16:05:02