Overview
Assets Under Management: $233 million
Headquarters: IRVINE, CA
High-Net-Worth Clients: 59
Average Client Assets: $2 million
Frequently Asked Questions
KLEIN PAVLIS & PEASLEY FINANCIAL, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #112414), KLEIN PAVLIS & PEASLEY FINANCIAL, INC. is subject to fiduciary duty under federal law.
KLEIN PAVLIS & PEASLEY FINANCIAL, INC. is headquartered in IRVINE, CA.
KLEIN PAVLIS & PEASLEY FINANCIAL, INC. serves 59 high-net-worth clients according to their SEC filing dated February 17, 2026. View client details ↓
According to their SEC Form ADV, KLEIN PAVLIS & PEASLEY FINANCIAL, INC. offers portfolio management for individuals and educational seminars and workshops. View all service details ↓
KLEIN PAVLIS & PEASLEY FINANCIAL, INC. manages $233 million in client assets according to their SEC filing dated February 17, 2026.
According to their SEC Form ADV, KLEIN PAVLIS & PEASLEY FINANCIAL, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Educational Seminars
Clients
Number of High-Net-Worth Clients: 59
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 49.40
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 808
Discretionary Accounts: 808
Regulatory Filings
CRD Number: 112414
Filing ID: 2051050
Last Filing Date: 2026-02-17 13:50:37