Overview
Assets Under Management: $6.8 billion
Headquarters: SEATTLE, WA
High-Net-Worth Clients: 5,455
Average Client Assets: $0.7 million
Frequently Asked Questions
KMS FINANCIAL SERVICES, INC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #3866), KMS FINANCIAL SERVICES, INC is subject to fiduciary duty under federal law.
KMS FINANCIAL SERVICES, INC is headquartered in SEATTLE, WA.
KMS FINANCIAL SERVICES, INC serves 5,455 high-net-worth clients according to their SEC filing dated October 05, 2018. View client details ↓
According to their SEC Form ADV, KMS FINANCIAL SERVICES, INC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓
KMS FINANCIAL SERVICES, INC manages $6.8 billion in client assets according to their SEC filing dated October 05, 2018.
According to their SEC Form ADV, KMS FINANCIAL SERVICES, INC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 5,455
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 58.98%
Average Client Assets: $0.7 million
Total Client Accounts: 26,740
Discretionary Accounts: 20,467
Non-Discretionary Accounts: 6,273
Regulatory Filings
CRD Number: 3866
Filing ID: 1244569
Last Filing Date: 2018-10-05 18:18:00