Overview
Assets Under Management: $99 million
Headquarters: CORNING, NY
High-Net-Worth Clients: 94
Average Client Assets: $0.9 million
Frequently Asked Questions
LAKE ROAD ADVISORS, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #281657), LAKE ROAD ADVISORS, LLC is subject to fiduciary duty under federal law.
LAKE ROAD ADVISORS, LLC is headquartered in CORNING, NY.
LAKE ROAD ADVISORS, LLC serves 94 high-net-worth clients according to their SEC filing dated January 21, 2026. View client details ↓
According to their SEC Form ADV, LAKE ROAD ADVISORS, LLC offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
LAKE ROAD ADVISORS, LLC manages $99 million in client assets according to their SEC filing dated January 21, 2026.
According to their SEC Form ADV, LAKE ROAD ADVISORS, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 94
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 85.77%
Average Client Assets: $0.9 million
Total Client Accounts: 137
Discretionary Accounts: 132
Non-Discretionary Accounts: 5
Regulatory Filings
CRD Number: 281657
Filing ID: 2043816
Last Filing Date: 2026-01-21 20:04:30