Laufer Wealth Management, LLC

Item 1: Cover Page Laufer Wealth Management, LLC 406 Deer Park Avenue Babylon, NY 11702 Form ADV Part 2A – Firm Brochure 631-226-9600 www.lauferllp.com/wealth.php Dated March 12, 2026 This Brochure provides information about the qualifications and business practices of Laufer Wealth Management, LLC, “Adviser”. If you have any questions about the contents of this Brochure, please contact us at 631-226-9600. The information in this Brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority. Laufer Wealth Management, LLC is registered as an investment adviser with the Securities and Exchange Commission. Registration of an investment adviser does not imply any level of skill or training. Additional information about Adviser is available on the SEC’s website at www.adviserinfo.sec.gov which can be found using the firm’s identification number 173446. 1  Since the last annual filing of this Form ADV Part 2A, dated March 3, 2025, the following material changes have occurred: Item 2: Material Changes Item 4 – We are no longer offering investment management and financial planning services. Please note, this item only discusses changes we consider material and not all changes made. Item 3: Table of Contents Contents Item 1: Cover Page ...................................................................................................................................... 1 Item 2: Material Changes ............................................................................................................................ 2 Item 3: Table of Contents ........................................................................................................................... 2 Item 4: Advisory Business ........................................................................................................................... 3 Item 5: Fees and Compensation ................................................................................................................. 3 Item 6: Performance-Based Fees and Side-By-Side Management ............................................................. 3 Item 7: Types of Clients ............................................................................................................................... 3 Item 8: Methods of Analysis, Investment Strategies and Risk of Loss ....................................................... 3 Item 9: Disciplinary Information ................................................................................................................. 4 Item 10: Other Financial Industry Activities and Affiliations ...................................................................... 4 Item 11: Code of Ethics, Participation or Interest in Client Transactions and Personal Trading ............... 4 Item 12: Brokerage Practices ...................................................................................................................... 6 Item 13: Review of Accounts ...................................................................................................................... 6 Item 14: Client Referrals and Other Compensation ................................................................................... 6 Item 15: Custody ......................................................................................................................................... 6 Item 16: Investment Discretion .................................................................................................................. 6 Item 17: Voting Client Securities ................................................................................................................ 7 Item 18: Financial Information ................................................................................................................... 7 2  Description of Advisory Firm Item 4: Advisory Business Laufer Wealth Management, LLC is registered as an investment adviser with the U.S. Securities and Exchange Commission. We were founded in October of 2014. Laufer, LLP, whose principal owner is Andrew Laufer, is the sole owner of Laufer, LLP. As of December 31, 2025, the firm does not have assets under management. Laufer Wealth Management, LLC acts as a promoter, pursuant to SEC Regulation Section 275.206.4-1, and has entered into a promoter’s agreement James J. Burns & Company, LLC, an unaffiliated investment adviser firm. Laufer Wealth Management, LLC receives a promoter’s fee, which is a portion of the advisory fee paid by the advisory client to James J. Burns & Company, LLC due to referring the client to James J. Burns & Company, LLC. Wrap Fee Programs We do not participate in wrap fee programs. As discussed in Item 4, Laufer Wealth Management, LLC is compensated via a promoter’s fee. Item 5: Fees and Compensation We do not offer performance-based fees. Item 6: Performance-Based Fees and Side-By- Side Management Individuals and high net-worth individuals. Item 7: Types of Clients Item 8: Methods of Analysis, Investment Strategies and Risk of Loss As a promoter, Laufer Wealth Management, LLC does not use methods of analysis, or have investment strategies. Advisory clients referred to James J. Burns & Company, LLC can review James J. Burns & Company, LLC’s Form ADV Part 2A for information on this topic. 3  Item 9: Disciplinary Information Registered investment advisers are required to disclose all material facts regarding any legal or disciplinary events that would be material to your evaluation of Adviser or the integrity of our management. We have no information applicable to this Item. Item 10: Other Financial Industry Activities and Affiliations Romeo Bertolini is the owner of Bertolini Consulting Corp, which provides accounting, bookkeeping, and taxes services to small businesses and real estate management companies. Bertolini Consulting Corp. does not refer clients to Laufer Wealth Management, LLC, and Laufer Wealth Management, LLC does not refer clients to Bertolini Consulting Corp. Laufer Wealth Management, LLC is owned by Laufer, LLP an accounting firm. Laufer, LLP typically recommends Laufer Wealth Management, LLC to accounting clients in need of advisory services. Conversely, Laufer Wealth Management, LLC typically recommends Laufer, LLP to advisory clients in need of accounting services. Accounting services provided by Laufer, LLP are separate and distinct from our advisory services, and are provided for separately and require typical compensation. There are no referral fee arrangements between our firms for these recommendations. No Laufer Wealth Management, LLC client is obligated to use Laufer, LLP for any accounting services and conversely, no accounting client is obligated to use the advisory services provided by us. Laufer, LLP's accounting services do not include the authority to sign checks or otherwise disburse funds on any of our advisory client's behalf. Item 11: Code of Ethics, Participation or Interest in Client Transactions and Personal Trading As a fiduciary, our firm and its associates have a duty of utmost good faith to act solely in the best interests of each client. Our clients entrust us with their funds and personal information, which in turn places a high standard on our conduct and integrity. Our fiduciary duty is a core aspect of our Code of Ethics and represents the expected basis of all of our dealings. This code does not attempt to identify all possible conflicts of interest, and literal compliance with each of its specific provisions will not shield associated persons from liability for personal trading or other conduct that violates a fiduciary duty to advisory clients. A summary of the Code of Ethics' Principles is outlined below. • Integrity - Associated persons shall offer and provide professional services with integrity. 4  • Objectivity - Associated persons shall be objective in providing professional services to clients. • Competence - Associated persons shall provide services to clients competently and maintain the necessary knowledge and skill to continue to do so in those areas in which they are engaged. • Fairness - Associated persons shall perform professional services in a manner that is fair and reasonable to clients, principals, partners, and employers, and shall disclose conflict(s) of interest in providing such services. • Confidentiality - Associated persons shall not disclose confidential client information without the specific consent of the client unless in response to proper legal process, or as required by law. • Professionalism - Associated persons’ conduct in all matter shall reflect credit of the profession. • Diligence - Associated persons shall act diligently in providing professional services. We will, upon request, promptly provide a complete code of ethics. Investment Recommendations Involving a Material Financial Interest and Conflicts of Interest Neither our firm, its associates or any related person is authorized to recommend to a client, or effect a transaction for a client, involving any security in which our firm or a related person has a material financial interest, such as in the capacity as an underwriter, adviser to the issuer, etc. Advisory Firm Purchase of Same Securities Recommended to Clients and Conflicts of Interest Our firm and its “related persons” do not invest in the same securities, or related securities, e.g., warrants, options or futures, which we recommend to clients. Trading Securities At/Around the Same Time as Client’s Securities Because our firm and its “related persons” do not invest in the same securities, or related securities, e.g., warrants, options, or futures, which we recommend to clients, we do not trade in securities at or around the same time as clients. Investment Advice Relating to Retirement Accounts When we provide investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must: • Meet a professional standard of care when making investment recommendations (give prudent advice); • Never put our financial interests ahead of yours when making recommendations (give loyal advice); • Avoid misleading statements about conflicts of interest, fees, and investments; • Follow policies and procedures designed to ensure that we give advice that is in your best interest; 5  • Charge no more than is reasonable for our services; and • Give you basic information about conflicts of interest. In addition, and as required by this rule, we provide information regarding the services that we provide to you, and any material conflicts of interest, in this brochure and in your client agreement. Factors Used to Select Custodians and/or Broker-Dealers Item 12: Brokerage Practices Laufer Wealth Management, LLC does not have any affiliation with custodians. 1. Research and Other Soft-Dollar Benefits We currently do not receive soft dollar benefits or research from custodians. 2. Brokerage for Client Referrals We receive no referrals from a broker-dealer or third party in exchange for using that broker-dealer or third party. 3. Clients Directing Which Broker/Dealer/Custodian to Use We do not recommend a specific custodian for clients to use. As a promoter, Laufer Wealth Management, LLC does not review accounts. Item 13: Review of Accounts As described in Item 4 of this Form ADV Part 2A, we receive promoter fees from James J. Burns & Company, LLC for each referral. Item 14: Client Referrals and Other Compensation We do not maintain custody of client files. Item 15: Custody We do not exercise investment discretion. Item 16: Investment Discretion 6  We do not vote Client proxies. Item 17: Voting Client Securities Item 18: Financial Information Registered investment advisers are required in this Item to provide you with certain financial information or disclosures about our financial condition. We have no financial commitment that impairs our ability to meet contractual and fiduciary commitments to clients, and we have not been the subject of a bankruptcy proceeding. We do not have custody of client funds or securities or require or solicit prepayment of more than $1,200 in fees per client six months in advance. 7