Overview
Assets Under Management: $162 million
Headquarters: HOUSTON, TX
High-Net-Worth Clients: 36
Average Client Assets: $3.1 million
Frequently Asked Questions
LEGACY ASSET MANAGEMENT, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #111423), LEGACY ASSET MANAGEMENT, INC. is subject to fiduciary duty under federal law.
LEGACY ASSET MANAGEMENT, INC. is headquartered in HOUSTON, TX.
LEGACY ASSET MANAGEMENT, INC. serves 36 high-net-worth clients according to their SEC filing dated May 13, 2024. View client details ↓
According to their SEC Form ADV, LEGACY ASSET MANAGEMENT, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
LEGACY ASSET MANAGEMENT, INC. manages $162 million in client assets according to their SEC filing dated May 13, 2024.
According to their SEC Form ADV, LEGACY ASSET MANAGEMENT, INC. serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 36
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 68.81%
Average Client Assets: $3.1 million
Total Client Accounts: 522
Discretionary Accounts: 450
Non-Discretionary Accounts: 72
Regulatory Filings
CRD Number: 111423
Filing ID: 1875861
Last Filing Date: 2024-05-13 14:43:00