Overview
Assets Under Management: $240 million
High-Net-Worth Clients: 78
Average Client Assets: $1.0 million
Frequently Asked Questions
LEGEND CAPITAL is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #336029), LEGEND CAPITAL is subject to fiduciary duty under federal law.
LEGEND CAPITAL serves 78 high-net-worth clients according to their SEC filing dated March 31, 2026. View client details ↓
According to their SEC Form ADV, LEGEND CAPITAL offers financial planning, portfolio management for individuals, and portfolio management for pooled investment vehicles. View all service details ↓
LEGEND CAPITAL manages $240 million in client assets according to their SEC filing dated March 31, 2026.
According to their SEC Form ADV, LEGEND CAPITAL serves high-net-worth individuals and pooled investment vehicles. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles
Clients
Number of High-Net-Worth Clients: 78
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 32.47%
Average Client Assets: $1.0 million
Total Client Accounts: 108
Discretionary Accounts: 108
Regulatory Filings
CRD Number: 336029
Filing ID: 2079245
Last Filing Date: 2026-03-31 10:13:10