Overview
Assets Under Management: $145 million
Headquarters: FARGO, ND
High-Net-Worth Clients: 28
Average Client Assets: $1 million
Frequently Asked Questions
LIGHT FINANCIAL SERVICES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #131678), LIGHT FINANCIAL SERVICES, INC. is subject to fiduciary duty under federal law.
LIGHT FINANCIAL SERVICES, INC. is headquartered in FARGO, ND.
LIGHT FINANCIAL SERVICES, INC. serves 28 high-net-worth clients according to their SEC filing dated March 18, 2025. View client details ↓
According to their SEC Form ADV, LIGHT FINANCIAL SERVICES, INC. offers financial planning, portfolio management for individuals, selection of other advisors, and educational seminars and workshops. View all service details ↓
LIGHT FINANCIAL SERVICES, INC. manages $145 million in client assets according to their SEC filing dated March 18, 2025.
According to their SEC Form ADV, LIGHT FINANCIAL SERVICES, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 28
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 28.80
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 1,632
Discretionary Accounts: 1,624
Non-Discretionary Accounts: 8
Regulatory Filings
CRD Number: 131678
Filing ID: 1924284
Last Filing Date: 2025-03-18 15:43:00
Website: https://lightfinancialservices.com