Overview
Assets Under Management: $430 million
Headquarters: BREA, CA
High-Net-Worth Clients: 152
Average Client Assets: $2 million
Frequently Asked Questions
LIGHTHOUSE FINANCIAL SERVICES INC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #110367), LIGHTHOUSE FINANCIAL SERVICES INC is subject to fiduciary duty under federal law.
LIGHTHOUSE FINANCIAL SERVICES INC is headquartered in BREA, CA.
LIGHTHOUSE FINANCIAL SERVICES INC serves 152 high-net-worth clients according to their SEC filing dated July 07, 2025. View client details ↓
According to their SEC Form ADV, LIGHTHOUSE FINANCIAL SERVICES INC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and educational seminars and workshops. View all service details ↓
LIGHTHOUSE FINANCIAL SERVICES INC manages $430 million in client assets according to their SEC filing dated July 07, 2025.
According to their SEC Form ADV, LIGHTHOUSE FINANCIAL SERVICES INC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Educational Seminars
Clients
Number of High-Net-Worth Clients: 152
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 72.15
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 454
Discretionary Accounts: 454
Regulatory Filings
CRD Number: 110367
Filing ID: 2002058
Last Filing Date: 2025-07-07 10:16:00
Website: https://lighthouselink.com