Assets Under Management: $714 million
Headquarters: GIG HARBOR, WA
High-Net-Worth Clients: 456
Average Client Assets: $0.8 million
Frequently Asked Questions
LIGHTHOUSE WEALTH STRATEGIES, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #299334), LIGHTHOUSE WEALTH STRATEGIES, LLC is subject to fiduciary duty under federal law.
LIGHTHOUSE WEALTH STRATEGIES, LLC is headquartered in GIG HARBOR, WA.
LIGHTHOUSE WEALTH STRATEGIES, LLC serves 456 high-net-worth clients according to their SEC filing dated February 04, 2026. View client details ↓
According to their SEC Form ADV, LIGHTHOUSE WEALTH STRATEGIES, LLC offers financial planning and portfolio management for individuals. View all service details ↓
LIGHTHOUSE WEALTH STRATEGIES, LLC manages $714 million in client assets according to their SEC filing dated February 04, 2026.
According to their SEC Form ADV, LIGHTHOUSE WEALTH STRATEGIES, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services:
Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 456
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 52.43%
Average Client Assets: $0.8 million
Total Client Accounts: 2,034
Discretionary Accounts: 2,034
Additional Brochure: 2B BROCHURE B PALMER 2.26 (2026-02-04)
View Document Text
Bergen R Palmer
Lighthouse Wealth Strategies
3312 Rosedale Street Suite 201
Gig Harbor, WA 98335
(253) 322-8057
February 2, 2026
This Brochure Supplement provides information about Bergen Palmer that supplements the
Lighthouse Wealth Strategies Brochure. You should have received a copy of the Brochure.
Please contact Kim Nordi, Chief Compliance Officer, if you did not receive Lighthouse Wealth
Strategies’ Brochure or if you have any questions about the contents of this supplement.
Additional information about Bergen Palmer (CRD# 7853682) is available on the SEC’s website
at www.adviseringo.sec.gov. You can search this site by a unique identifying number, known as
the CRD number listed above.
ITEM 2 – EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Bergen R Palmer
Born: O c t o b e r 2001
Post-Secondary Education:
• BS, Finance/Economics, Grand Canyon University, September 2023
• Series 66, March 2025
• Recent Business Experience:
Lighthouse Wealth Strategies, Investment Advisor
Sowell Management Services, Investment Advisor
Merrill Lynch Pierce, Fenner Smith, Client Associate
Volunteer Work
Net Shed no. 9, Server and Hostess
MCMM LLC, Employee
02/2026 to Present
02/2026 to Present
01/2024 to 01/2026
10/2023 to 11/2023
06/2022 to 08/2022
01/2018 to 05/2021
ITEM 3 – DISCIPLINARY INFORMATION
Bergen Palmer has no history of any legal or disciplinary events that deems to be material to a
client’s consideration of Bergen Palmer to act as their investment representative. FINRA’s
BrokerCheck® may have additional information regarding the disciplinary history of Bergen
Palmer that is not included in this brochure supplement.
(http://brokercsheck.finra.org/Support/TermsAndConditions.aspx).
ITEM 4 - OTHER BUSINESS ACTIVITIES
Ms. Bergen Palmer has the following Outside Business Activities. She is dual registered with
Sowell Management Services. In this role Ms. Palmer provides financial services including
the transacting of a multitude of financial products for clients. She spends approximately 40
hours a week in this endeavor.
ITEM 5 - ADDITIONAL COMPENSATION
Refer to Other Business Activities above
ITEM 6 - SUPERVISION
Bergen Palmer is supervised through a compliance program designed to prevent and detect
violations of the federal and state securities laws. Supervision is conducted by CCO, Kimberly
Nordi, who is responsible for administering the policies and procedures. Kim Nordi reviews
those policies and procedures annually for their adequacy and the effectiveness of their
implementation and ensures that all policies and procedures of the firm are followed. Ms. Nordi
may be reached at compliance@lighthousegh.com or (253) 948-3723.