Overview

Assets Under Management: $714 million
Headquarters: GIG HARBOR, WA
High-Net-Worth Clients: 456
Average Client Assets: $0.8 million

Frequently Asked Questions

LIGHTHOUSE WEALTH STRATEGIES, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #299334), LIGHTHOUSE WEALTH STRATEGIES, LLC is subject to fiduciary duty under federal law.

LIGHTHOUSE WEALTH STRATEGIES, LLC is headquartered in GIG HARBOR, WA.

LIGHTHOUSE WEALTH STRATEGIES, LLC serves 456 high-net-worth clients according to their SEC filing dated February 04, 2026. View client details ↓

According to their SEC Form ADV, LIGHTHOUSE WEALTH STRATEGIES, LLC offers financial planning and portfolio management for individuals. View all service details ↓

LIGHTHOUSE WEALTH STRATEGIES, LLC manages $714 million in client assets according to their SEC filing dated February 04, 2026.

According to their SEC Form ADV, LIGHTHOUSE WEALTH STRATEGIES, LLC serves high-net-worth individuals. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals

Clients

Number of High-Net-Worth Clients: 456
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 52.43%
Average Client Assets: $0.8 million
Total Client Accounts: 2,034
Discretionary Accounts: 2,034

Regulatory Filings

CRD Number: 299334
Filing ID: 2031842
Last Filing Date: 2026-02-04 12:33:48

Form ADV Documents

Additional Brochure: 2B BROCHURE B PALMER 2.26 (2026-02-04)

View Document Text
Bergen R Palmer Lighthouse Wealth Strategies 3312 Rosedale Street Suite 201 Gig Harbor, WA 98335 (253) 322-8057 February 2, 2026 This Brochure Supplement provides information about Bergen Palmer that supplements the Lighthouse Wealth Strategies Brochure. You should have received a copy of the Brochure. Please contact Kim Nordi, Chief Compliance Officer, if you did not receive Lighthouse Wealth Strategies’ Brochure or if you have any questions about the contents of this supplement. Additional information about Bergen Palmer (CRD# 7853682) is available on the SEC’s website at www.adviseringo.sec.gov. You can search this site by a unique identifying number, known as the CRD number listed above. ITEM 2 – EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE Bergen R Palmer Born: O c t o b e r 2001 Post-Secondary Education: • BS, Finance/Economics, Grand Canyon University, September 2023 • Series 66, March 2025 • Recent Business Experience: Lighthouse Wealth Strategies, Investment Advisor Sowell Management Services, Investment Advisor Merrill Lynch Pierce, Fenner Smith, Client Associate Volunteer Work Net Shed no. 9, Server and Hostess MCMM LLC, Employee 02/2026 to Present 02/2026 to Present 01/2024 to 01/2026 10/2023 to 11/2023 06/2022 to 08/2022 01/2018 to 05/2021 ITEM 3 – DISCIPLINARY INFORMATION Bergen Palmer has no history of any legal or disciplinary events that deems to be material to a client’s consideration of Bergen Palmer to act as their investment representative. FINRA’s BrokerCheck® may have additional information regarding the disciplinary history of Bergen Palmer that is not included in this brochure supplement. (http://brokercsheck.finra.org/Support/TermsAndConditions.aspx). ITEM 4 - OTHER BUSINESS ACTIVITIES Ms. Bergen Palmer has the following Outside Business Activities. She is dual registered with Sowell Management Services. In this role Ms. Palmer provides financial services including the transacting of a multitude of financial products for clients. She spends approximately 40 hours a week in this endeavor. ITEM 5 - ADDITIONAL COMPENSATION Refer to Other Business Activities above ITEM 6 - SUPERVISION Bergen Palmer is supervised through a compliance program designed to prevent and detect violations of the federal and state securities laws. Supervision is conducted by CCO, Kimberly Nordi, who is responsible for administering the policies and procedures. Kim Nordi reviews those policies and procedures annually for their adequacy and the effectiveness of their implementation and ensures that all policies and procedures of the firm are followed. Ms. Nordi may be reached at compliance@lighthousegh.com or (253) 948-3723.