Overview

Assets Under Management: $714 million
Headquarters: GIG HARBOR, WA
High-Net-Worth Clients: 456
Average Client Assets: $820,444

Services Offered

Services: Financial Planning, Portfolio Management for Individuals

Clients

Number of High-Net-Worth Clients: 456
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 52.43
Average High-Net-Worth Client Assets: $820,444
Total Client Accounts: 2,034
Discretionary Accounts: 2,034

Regulatory Filings

CRD Number: 299334
Filing ID: 2004917
Last Filing Date: 2025-07-21 14:33:00
Website: https://lighhousegh.com

Form ADV Documents

Additional Brochure: 2B BROCHURE M PAUL 7.25 (2025-07-21)

View Document Text
Martin Edward Paul 3312 Rosedale Street, Suite 201 Gig Harbor, WA 98335 (253)948-3723 Lighthouse Wealth Strategies 3312 Rosedale Street, Suite 201 Gig Harbor, WA 98335 (253)948-3723 July 20, 2025 This Brochure Supplement provides information about Martin Edward Paul that supplements the Lighthouse Wealth Strategies Brochure. You should have received a copy of the Brochure. Please contact Greg Syler , Chief Compliance Officer, if you did not receive Lighthouse Wealth Strategies’ Brochure or if you have any questions about the contents of this supplement. Additional information about Martin Edward Paul (CRD# 2540039) is available on the SEC’s website at www.adviseringo.sec.gov. You can search this site by a unique identifying number, known as the CRD number listed above. ITEM 2 – EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE Martin Edward Paul Born: 1971 Post-Secondary Education: • BA, Economics, University of Washington • Successfully passed Series 63 and Series 65 Recent Business Experience: Lighthouse Wealth Strategies, Investment Advisor Sowell Management Services, Investment Advisor CONCERT Wealth Management Inc., Registered Associate Northwest Asset Management, Registered Associate RBC Capital Markets Corp, Reg Associate, Branch Manager RBC Dain Rauscher., Inc Sr Registered Associate 02/2019 to Present 01/2017 to Present 02/2016 to 01/2017 03/2011 to 07/2014 03/1998 to 03/2011 08/1994 to 03/1998 ITEM 3 – DISCIPLINARY INFORMATION Martin Edward Paul has a history of any legal or disciplinary events that deems to be material to a client’s consideration of Martin Edward Paul to act as their investment adviser representative. On October 20, 2014, State of Washington, resolution of consent included bar, cease and desist, civil and administrative penalties, and monetary penalty for alleged dishonest or unethical business practices in borrowing money from clients and providing inaccurate information about outside business activities.; On April 20, 2012, FINRA, resolution of acceptance, waiver & consent included suspension, and civil and administrative penalties for alleged engagement in outside business activities without providing prompt written notice to his firm, and borrowing money from client.; On June 30, 2014, Northwest Asset Management, termination due to alleged false and misleading statements regarding outside business activities. ; On March 7, 2011, RBC Capital Markets, termination due to alleged borrowing money from a client. ; Financial disclosures include compromises with Sterling Savings Bank, On April 22, 2010, and First-Citizens Bank & Trust Company, 7/20/2011. FINRA’s BrokerCheck® may have additional information regarding the disciplinary history of Martin Edward Paul that is not included in this brochure supplement. (http://brokercheck.finra.org/Support/TermsAndConditions.aspx) ITEM 4 - OTHER BUSINESS ACTIVITIES Mr. Martin Edward Paul is dual registered with Sowell Management Services. In this role Mr. Paul provides financial services including the transacting of a multitude of financial products for clients. He spends approximately 40 hours a week in this endeavor. Mr. Paul is also owner of multiple rental properties: 1) Hunt Tower, LLC., January 21, 2013, 6563 MacDonald Ave. N.W., Gig Harbor, WA 98335; Alternate address: 8116 State Route 302 NW, Gig Harbor, WA 98335; Hunt Tower owns one apartment building and rents apartments for residential and executive suite use. This is investment- related; Member (owns 37.5% of LLC's Units). He does not have required duties; He reviews apartment operations provided by the property manager and he reviews financial documents. <2hrs/mth, <1hr/mth during trading. 2) MP 4, Inc.; October 10, 2003; 3220 Rosedale Street, Suite 101, Gig Harbor, WA 98335; MP 4, Inc. owns three office buildings, and leases space to third parties. It is investment related. Officer: Vice President, Secretary. Director. 50% Shareholder. Duties include negotiating and reviewing leases, reviewing financial documents, and intermittent corporate governance. <2hrs/mth, <1hr/mth during trading. 3) MP 8, Inc., October 2004.; 7218 Pioneer Way, Gig Harbor, WA 98335; MP 8, Inc. owns a piece of improved residential property. 4) MP 10, Inc.; November 22, 2004; 3220 Rosedale St, Ste 101 Gig Harbor, WA 98335; MP 10, Inc. owns an office building and leases space to third parties. It is investment related. Officer: President, Secretary, Treasurer. Chairman of the Board of Directors. 75% Shareholder. Duties include negotiating and reviewing leases, reviewing financial documents, and intermittent corporate governance. <2hrs/mth, <1hr/mth during trading. 5) MP 12, Inc. November 21, 2005; 5923 38th Ave NW, Gig Harbor, WA 98335; MP 12, Inc. owns unimproved real property. This is investment-related; Officer: President, Vice President, Secretary, Treasurer. Chairman of the Board of Directors. 50% Shareholder. Registered Agent. My duties are limited to intermittent corporate governance. <2hrs/mth, <1hr/mth during trading. 6) 111 Rest Haven, 100% owner, Vacation rental property cabin, since Dec 2019, Packwood WA, 3 hours per month, no hours during trading hours, Compensation: rent, not investment related. 7) 112 Rest Haven, 100% owner, Vacation rental property cabin, since 2022, Packwood WA, 3 hours a month not during business hours, not investment related. 8) Marty and Stacy Paul 7218 Pioneer Way, Gig Harbor, WA 98335. March 2020. Raw Land. No hours, no compensation. 9) 5 Via Monarca, Dana Point, CA 100% owner, Vacation Rental Property, 2 hours per month, no hours during trading, Compensation: rent, not investment related. 10) 7133 Grandview, WA 100% owner, Rental Property, 2 hours per month, no hours during trading, Compensation: rent, not investment related. 11) 1600 43rd. Avenue E, Seattle WA 98112, owner, Rental Property, 2 hours per month, no hours during trading, Compensation: rent, not investment related. 12) 4400 Makenna Road, Leehei, HI 96753, owner, Rental Property, 2 hours a month, no hours during trading, Compensation: rent, not investment related. 13) YMCA, Fundraiser, not investment related, Gig Harbor WA, 2 hours a month not during trading hours, no compensation. ITEM 5 - ADDITIONAL COMPENSATION Refer to Other Business Activities above ITEM 6 - SUPERVISION Martin Edward Paul is supervised through a compliance program designed to prevent and detect violations of the federal and state securities laws. Supervision is conducted by CCO, Greg Syler, who is responsible for administering the policies and procedures. Greg Syler reviews those policies and procedures annually for their adequacy and the effectiveness of their implementation and ensures that all policies and procedures of the firm are followed. Mr. Syler may be reached at compliance@lighthousegh.com or (253) 948-3723.