Overview
Assets Under Management: $182 million
Headquarters: VERONA, NJ
High-Net-Worth Clients: 54
Average Client Assets: $3 million
Frequently Asked Questions
LOCKER FINANCIAL SERVICES, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #120900), LOCKER FINANCIAL SERVICES, LLC is subject to fiduciary duty under federal law.
LOCKER FINANCIAL SERVICES, LLC is headquartered in VERONA, NJ.
LOCKER FINANCIAL SERVICES, LLC serves 54 high-net-worth clients according to their SEC filing dated January 31, 2025. View client details ↓
According to their SEC Form ADV, LOCKER FINANCIAL SERVICES, LLC offers financial planning, portfolio management for individuals, and educational seminars and workshops. View all service details ↓
LOCKER FINANCIAL SERVICES, LLC manages $182 million in client assets according to their SEC filing dated January 31, 2025.
According to their SEC Form ADV, LOCKER FINANCIAL SERVICES, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Educational Seminars
Clients
Number of High-Net-Worth Clients: 54
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 77.01
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 364
Discretionary Accounts: 364
Regulatory Filings
CRD Number: 120900
Last Filing Date: 2025-01-31 00:00:00
Website: https://lockerfinancial.com