Overview
Assets Under Management: $135 million
Headquarters: NEWPORT BEACH, CA
High-Net-Worth Clients: 32
Average Client Assets: $4 million
Frequently Asked Questions
LOCKERMAN FINANCIAL GROUP, INC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #316860), LOCKERMAN FINANCIAL GROUP, INC is subject to fiduciary duty under federal law.
LOCKERMAN FINANCIAL GROUP, INC is headquartered in NEWPORT BEACH, CA.
LOCKERMAN FINANCIAL GROUP, INC serves 32 high-net-worth clients according to their SEC filing dated January 14, 2025. View client details ↓
According to their SEC Form ADV, LOCKERMAN FINANCIAL GROUP, INC offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
LOCKERMAN FINANCIAL GROUP, INC manages $135 million in client assets according to their SEC filing dated January 14, 2025.
According to their SEC Form ADV, LOCKERMAN FINANCIAL GROUP, INC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 32
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 88.43
Average High-Net-Worth Client Assets: $4 million
Total Client Accounts: 252
Discretionary Accounts: 252
Regulatory Filings
CRD Number: 316860
Last Filing Date: 2025-01-14 00:00:00
Website: https://lockermanfinancial.com