Overview
Assets Under Management: $129 million
Headquarters: HIGHLANDS RANCH, CO
High-Net-Worth Clients: 87
Average Client Assets: $0.7 million
Frequently Asked Questions
LORD AND RICHARDS is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #328907), LORD AND RICHARDS is subject to fiduciary duty under federal law.
LORD AND RICHARDS is headquartered in HIGHLANDS RANCH, CO.
LORD AND RICHARDS serves 87 high-net-worth clients according to their SEC filing dated March 02, 2026. View client details ↓
According to their SEC Form ADV, LORD AND RICHARDS offers financial planning and portfolio management for individuals. View all service details ↓
LORD AND RICHARDS manages $129 million in client assets according to their SEC filing dated March 02, 2026.
According to their SEC Form ADV, LORD AND RICHARDS serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 87
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 44.02%
Average Client Assets: $0.7 million
Total Client Accounts: 1,363
Discretionary Accounts: 1,363
Regulatory Filings
CRD Number: 328907
Filing ID: 2040340
Last Filing Date: 2026-03-02 09:44:23