Overview
Assets Under Management: $17.2 billion
Headquarters: SAN JOSE, CA
High-Net-Worth Clients: 1,719
Average Client Assets: $2.2 million
Frequently Asked Questions
LWI FINANCIAL INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #111861), LWI FINANCIAL INC. is subject to fiduciary duty under federal law.
LWI FINANCIAL INC. is headquartered in SAN JOSE, CA.
LWI FINANCIAL INC. serves 1,719 high-net-worth clients according to their SEC filing dated April 02, 2018. View client details ↓
According to their SEC Form ADV, LWI FINANCIAL INC. offers financial planning, portfolio management for individuals, portfolio management for businesses, portfolio management for institutional clients, selection of other advisors, and educational seminars and workshops. View all service details ↓
LWI FINANCIAL INC. manages $17.2 billion in client assets according to their SEC filing dated April 02, 2018.
According to their SEC Form ADV, LWI FINANCIAL INC. serves high-net-worth individuals, businesses, and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Companies, Portfolio Management for Institutional Clients, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 1,719
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 22.16%
Average Client Assets: $2.2 million
Total Client Accounts: 25,748
Non-Discretionary Accounts: 25,748
Regulatory Filings
CRD Number: 111861
Filing ID: 1195914
Last Filing Date: 2018-04-02 16:08:00