Overview
Assets Under Management: $322 million
Headquarters: BOULDER, CO
High-Net-Worth Clients: 60
Average Client Assets: $4.8 million
Frequently Asked Questions
M4A3 LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #336172), M4A3 LLC is subject to fiduciary duty under federal law.
M4A3 LLC is headquartered in BOULDER, CO.
M4A3 LLC serves 60 high-net-worth clients according to their SEC filing dated March 31, 2026. View client details ↓
According to their SEC Form ADV, M4A3 LLC offers portfolio management for individuals, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. View all service details ↓
M4A3 LLC manages $322 million in client assets according to their SEC filing dated March 31, 2026.
According to their SEC Form ADV, M4A3 LLC serves high-net-worth individuals, pooled investment vehicles, and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 60
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 89.53%
Average Client Assets: $4.8 million
Total Client Accounts: 356
Discretionary Accounts: 324
Non-Discretionary Accounts: 32
Regulatory Filings
CRD Number: 336172
Filing ID: 2065255
Last Filing Date: 2026-03-31 14:33:56