Overview
Assets Under Management: $187 million
Headquarters: BELLAIRE, TX
High-Net-Worth Clients: 81
Average Client Assets: $2 million
Frequently Asked Questions
MANDALAY FINANCIAL, L.L.C. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #113848), MANDALAY FINANCIAL, L.L.C. is subject to fiduciary duty under federal law.
MANDALAY FINANCIAL, L.L.C. is headquartered in BELLAIRE, TX.
MANDALAY FINANCIAL, L.L.C. serves 81 high-net-worth clients according to their SEC filing dated March 28, 2024. View client details ↓
According to their SEC Form ADV, MANDALAY FINANCIAL, L.L.C. offers financial planning, portfolio management for individuals, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓
MANDALAY FINANCIAL, L.L.C. manages $187 million in client assets according to their SEC filing dated March 28, 2024.
According to their SEC Form ADV, MANDALAY FINANCIAL, L.L.C. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 81
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 90.00
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 401
Non-Discretionary Accounts: 401
Regulatory Filings
CRD Number: 113848
Last Filing Date: 2024-03-28 00:00:00
Website: https://ridgebackcm.com