MARIN WEALTH ADVISORS LLC

Part 2A of Form ADV FIRM BROCHURE Marin Wealth Advisors LLC 371 Bel Marin Keys Blvd., Suite 135 Novato, CA 94949 415 458-5880 415 458-5882 (fax) info@marinwealthadvisors.com www.marinwealthadvisors.com This brochure provides information about the qualifications and business practices of Marin Wealth Advisors LLC. Registration does not imply a certain level of skill or training. If you have any questions about the contents of this brochure, please contact us at 415 458-5880, or by email at info@marinwealthadvisors.com. The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority. Additional information about Marin Wealth Advisors LLC is available on the SEC’s website at www.adviserinfo.sec.gov. 1/7/2026 Marin Wealth Advisors LLC, Registered Investment Advisor  Item 2 – Material Changes Annual Update Since our last annual updating amendment dated March 17, 2025, the following material changes were updated in this Brochure: • • Item 10: As of 12/31/25, certain persons associated with Marin Wealth Advisors are no longer separately registered as Investment Adviser Representatives of another registered investment adviser. This has been removed from Item 10. Item 4: Robert C. Hunter has been added as the principal owner and Chief Compliance Officer, replacing Gerald A. Fegler effective 1/1/26. See Item 4 (Advisory Business and Services) for more information. Material changes relate to Marin Wealth Advisors LLC’s policies, practices or conflicts of interests. Full Brochure Available Whenever you would like to receive a complete copy of our Firm Brochure, please contact us by telephone at 415 458-5880 or by email at info@marinwealthadvisors.com. . 1 Marin Wealth Advisors LLC Registered Investment Advisor  Table of Contents Item 2 – Material Changes ......................................................................................................................................... 1 Annual Update .............................................................................................................................................. 1 Material Changes Since Last Update. ...................................................................................................... 1 Full Brochure Available… ........................................................................................................................... 1 Item 4 – Advisory Business and Services .............................................................................................................. 4 Introduction ................................................................................................................................................... 4 Background Information of Gerald Alexander Fegler .................................................................... 4 Financial Planning and Retirement & Education Planning .................................................................... 5 Investment Management ................................................................................................................ 5 Investment Consulting .................................................................................................................... 5 Investment Policies ........................................................................................................................ 5 Primary Types of Agreements ....................................................................................................... 6 Termination of Agreements ........................................................................................................... 6 Item 5 – Fees and Compensation ........................................................................................................................... 6 Description .................................................................................................................................................... 6 Advisory Fees for Assets Under Management ........................................................................................ 6 Consulting Services Fees ............................................................................................................................7 Other Fees .................................................................................................................................................... 7 Item 6 – Performance Based Fees...........................................................................................................................7 Item 7 – Types of Clients .......................................................................................................................................... 7 Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss ............................................................ 7 Methods of Analysis .................................................................................................................................... 7 Investment Strategies ............................................................................................................................. .... 7 Risk of Loss ............................................................................................................................. ..................... 8 Item 9 – Disciplinary Information ................................................................................................................. 8 Item 10 – Other Financial Industry Activities and Affiliations ..................................................................... 8 Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading .............. 8 Code of Ethics ................................................................................................................................ 8 Participation or Interest in Client Transactions ............................................................................... 8 Personal Trading ............................................................................................................................ 8 Item 12 – Brokerage Practices .................................................................................................................... 9 Selecting Brokerage Firms ............................................................................................................. 9 Directed Brokerage ........................................................................................................................ 9 . 2 Marin Wealth Advisors LLC Registered Investment Advisor  Item 13 – Review of Accounts .................................................................................................................... 9 Periodic Reviews ........................................................................................................................... 9 Review Triggers ........................................................................................................................... 9 Regular Reports ........................................................................................................................... 9 Item 14 – Client Referrals and Other Compensation ................................................................................ 9 Item 15 – Custody ..................................................................................................................................... 11 Item 16 – Investment Discretion ............................................................................................................... 11 Item 17 – Voting Client Securities ............................................................................................................ 12 Item 18 – Financial Information .............................................................................................................. 12 . 3 Marin Wealth Advisors LLC Registered Investment Advisor  Item 4 – Advisory Business and Services Introduction Marin Wealth Advisors LLC provides its clients with investment management and financial planning services. These are defined as giving investment advice to a Client and/or making investments for a Client based on the Client’s individual needs. Information is gathered through personal discussions and other data sources, defining the Client’s goals, stage in life, financial resources, tax situation and tolerance for risk. This information is evaluated and used to develop an individual investment policy for the Client and to develop and manage the Client’s investment portfolio based on the defined policy. Robert C. Hunter is the Principal owner and Chief Compliance Officer (“CCO”). Financial Planning and Retirement & Education Planning Depending on the needs and interests of the Client, Marin Wealth Advisors LLC, Financial Planning Services and Retirement and Education Planning includes: *Setting Savings Goals *Setting Return Expectations *Determining Risk Parameters *Setting Investment Allocations *Selecting Investments A description of the various Financial Planning offerings and associated fees can be found in Item 5 – Fees and Compensation below. As a fee-only Financial Advisor, Marin Wealth Advisors LLC’s efforts focus on the management of investment portfolios and finding the best stocks, bonds, mutual funds, REITs, and exchange- traded funds for its clients, according to Client’s individual investment policy. Investment Management As of December 2024, Marin Wealth Advisors LLC managed $356,959,178 of Client assets, all on a discretionary basis. More than 70% of Clients reside in California with the remaining Clients residing in various other states throughout the United States. As a fee-only Financial Advisor, Marin Wealth Advisors LLC’s efforts focus on the management of investment portfolios and finding the best stocks, bonds, mutual funds, REITs, and exchange- traded funds for its clients, according to Client’s individual investment policy. Marin Wealth Advisors LLC provides reviews of Client reports showing portfolio value and positions and investment performance. Marin Wealth Advisors LLC also offers clients commentary and educational materials about market trends, investments and investment practice. Investment Consulting Marin Wealth Advisors LLC provides consultative investment advice and recommendations on an hourly basis, at a rate of $250/hour. Marin Wealth Advisors LLC does not exercise discretion as to choosing a broker or buying and selling securities for consulting clients. Depending on complexity and need, Marin Wealth Advisors LLC may suggest the Client consult with other professionals unrelated to its business, including other financial planners, estate planning attorneys, tax accountants and insurance agents. Marin Wealth Advisors LLC receives no compensation for these referrals. . 4 Marin Wealth Advisors LLC Registered Investment Advisor  Investment Policies Marin Wealth Advisors LLC meets with Clients to gather background information, including a discussion about existing assets, income and income sources, family makeup, employment, etc. This information is then used to create an Investment Policy which specifies Client investment objectives and risk tolerance and how Client funds will be allocated among investment classes, and explains how performance measurement is provided. Retirement Accounts – Acknowledgement of Fiduciary Status under ERISA and the Code Guidance from the US Department of Labor (DOL) under Title I of the Employee Retirement Income Security Act (ERISA) and/or the Internal Revenue Code (Code), requires Marin Wealth Advisors LLC to inform you that when we provide investment advice to you regarding your retirement plan or participant account or your individual retirement account (collectively retirement accounts), we are fiduciaries within the meaning of ERISA and/or the Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so for retirement accounts we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must: • Meet a professional standard of care when making investment recommendations (give prudent advice); • Never put our financial interests ahead of yours when making recommendations (give loyal advice); • Avoid misleading statements about conflicts of interest, fees, and investments; • Follow policies and procedures designed to ensure that we give advice that is in your best interest; • Charge no more than is reasonable for our services; and • Give you basic information about conflicts of interest. Retirement Account Rollovers When leaving an employer, you typically have four options regarding your existing retirement plan: 1. 2. 3. 4. leave the assets in the former employer’s plan, if permitted, roll over the assets to the new employer’s plan, if one is available and rollovers are permitted, roll over the assets to an Individual Retirement Account (“IRA”), or take a full withdrawal in cash, which would result in ordinary income tax and a penalty tax if you are under age 59 1/2. If Marin Wealth Advisors LLC recommends that you roll over your 401(k) or other qualified plan assets to an IRA, this rollover recommendation presents a conflict of interest in that Marin Wealth Advisors would receive compensation (or may increase current compensation) when investment advice is provided following your decision to roll over your plan assets. Marin Wealth Advisors LLC will discuss your retirement plan options including retention of your 401(k) or qualified plan assets with your current plan, if allowed. Prior to making a decision you should carefully review the information regarding your rollover options. You are under no obligation to rollover retirement plan assets to an account managed by us. 401K Services – Absolute Capital’s Workplace Investment Navigator Platform (“WIN”) For certain eligible clients, desiring Marin Wealth Advisors to manage their 401k plan assets, Marin Wealth Advisors can use a third-party platform to facilitate management of held away assets such as defined contribution plan participant accounts. The WIN allows us to avoid being considered to have custody of client funds since we do not have direct access to client log-in credentials to affect trades. We are not affiliated with Absolute Capital in any way, but receive compensation from them for using their platform. Please see Item 14, Client Referrals and Other Compensation for more information. . 5 Marin Wealth Advisors LLC Registered Investment Advisor  The ability to use this service requires that you sign a separate engagement with Absolute Capital. If eligible, requiring that your Plan Sponsor’s governing documents allow for “Third Party Advisor Access,” and your account is connected with WIN, Marin Wealth Advisors will review the current account allocations. When deemed necessary, Marin Wealth Advisors will rebalance the account considering client investment goals and risk tolerance, and any change in allocations will consider current economic and market trends. The goal is to improve account performance over time, minimize loss during difficult markets, and manage internal fees that can harm account performance. Client accounts will be reviewed at least quarterly and allocation changes will be made as deemed necessary. Primary Types of Agreements Marin Wealth Advisors LLC offers three main types of Agreements: *Investment Management – Fee based services for Assets Under Management *Investment Consulting – Advice and recommendations on an hourly basis for all outside investments *Financial Planning – fixed and hourly basis Termination of Agreements A Client may terminate an agreement at any time by notifying Marin Wealth Advisors LLC in writing and paying the previously agreed upon rate for time spent on advisory investment services prior to termination. Furthermore, Marin Wealth Advisors LLC may terminate an agreement anytime by notifying a Client in writing. Item 5 – Fees and Compensation Description Marin Wealth Advisors LLC bases investment management fees on a percentage of assets under management. Other Advisors may charge higher or lower fees. Fees are negotiable. Marin Wealth Advisors LLC reserves the right to stop work on any account that is more than 30 days overdue. Advisory Fees for Assets Under Management The Annual Fees for Assets Under Management are based on the following: $$0.00 - $500,000 $500,001-$1,000,000 $1,000,001-$2,000,000 $2,000,001-$4,000,000 $4,000,001 - $5,000,000 Over $5,000,000 = 1.25% per annum 1.00% per annum = = 0.90% per annum = 0.85% per annum = 0.80% per annum = Negotiable Annual Fee is paid monthly and in arrears and withdrawn directly from the clients account with written authorization. Financial Planning Services and Fees Basic fee schedule for Financial Planning Services, outside of one of our service offerings below is generally $250/hour. Fees are negotiable and are not payable in advance. NAVIGATING RETIREMENT | $4,500 • A detailed financial planning engagement intended for those already retired and are concerned that their portfolio needs a second opinion. • Typically for those in their early-60s and beyond. . 6 Marin Wealth Advisors LLC Registered Investment Advisor  • Includes written recommendations, retirement and cash flow projections, Roth IRA conversion opportunities, 2-year tax planning, current portfolio review, asset allocation plan, and proposed portfolio. • Basic review of estate planning, life, and long-term care insurance needs. • Email and telephone support is provided for 30 days after the meeting. RETIREMENT ROADMAP | $5,000 • A detailed financial planning engagement intended for those taking a serious look at when they might retire and are concerned that their portfolio needs a second opinion. • Typically for those in their mid-50s to mid-60s. • Includes written recommendations, retirement and cash flow projections, Social Security maximization analysis, current portfolio review, asset allocation plan, and proposed portfolio. • Basic review of estate planning, and life, disability, and long-term care insurance needs. • Email and telephone support is provided for 30 days after the meeting CORE FINANCIAL PLAN | $3,500 • A detailed financial planning engagement intended for those in the beginning stages of looking at when they might retire and wondering if they are on track to do so successfully. • Typically for those in their mid-40s to late-50s. • Includes written recommendations, retirement and cash flow projections, current portfolio review, asset allocation plan, and proposed portfolio. • An add-on is available for education planning, if needed. • Email and telephone support is provided for 30 days after the meeting. FINANCIAL CHECK-UP SESSION | $750 • A single meeting that focuses on one or two financial issues. Followed by a short summary of recommendations sent to you after the meeting. • This is not a detailed financial review and will not result in an extensive financial plan. • Most appropriate for clients with fairly simple financial circumstances. • Appropriate topics for discussion include: 401(k) investment choices, college savings strategies, and basic retirement forecasting. • Email and telephone support is provided for 15 days after the meeting. Consulting Services Fees Basic fee schedule for Investment Consulting Services is generally $250/hour. Fees are negotiable and are not payable in advance. Other Fees Custodians who hold your investments may charge custodial fees and/or transaction fees. These are generally nominal and incidental to the purchase or sale of a security. Custodians may provide check- writing capabilities for a client account and may charge for printing checks, for wire transfers or for other services. These charges are also usually nominal charges. Item 6 – Performance Based Fees Fees are not based on a share of the capital gains, losses or capital appreciation of managed securities. Marin Wealth Advisors LLC does not use a performance based fee structure due to its inherent conflict of interest. Performance based compensation may create an incentive for an advisor to recommend an investment that may carry a high degree of risk. . 7 Marin Wealth Advisors LLC Registered Investment Advisor  Item 7 – Types of Clients Marin Wealth Advisors LLC works with a variety of clients including individuals, families, trusts, estates, corporations, non-profits, pension and profit sharing plans. Client relationships vary in length and scope of service. Most of Marin Wealth Advisors LLC’s clients are investors who grew weary of their brokers selling investment or insurance products simply to generate more commissions. Many are investors who realized finding the best place to invest money required more time and research than they had. Working with Marin Wealth Advisors LLC helped them address these problems. Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss Method of Analysis Security analysis methods may include charting, and fundamental, technical and cyclical analysis. Main sources of information include financial newspapers, magazines, research prepared by others, corporate rating services, annual reports, company prospectuses, filings with the SEC and press releases. Additional sources of information used by Marin Wealth Advisors LLC include the following websites: www.etf.com http://finance.yahoo.com www.stockcharts.com www.marketwatch.com www.valueline.com www.seekingalpha.com www.realmoney.com Investment Strategies The primary investment strategy used in Client accounts is strategic asset allocation, combined with individual stock and bond selection. Portfolios are globally diversified to control the risk associated with any one market, and to take advantage of opportunities in emerging markets. Marin Wealth Advisors LLC tries to reduce overall risk through diversification. Investments are reviewed frequently to assure investment parameters are consistent with the client’s stated investment preferences and goals. The investment strategy for a specific Client is based upon the objectives as outlined in initial and subsequent client consultations. The Client may change these objectives at any time. Each Client executes an Investment Policy that documents its objectives and desired investment strategy. Risk of Loss All investments have certain risks that are accepted by the investor. Marin Wealth Advisors LLC constantly keeps the risk of loss in mind. Investors’ risks involve the following: *Interest-rate fluctuations *Inflation *Currency fluctuations *Declining market value *Liquidity risks *Changing economic conditions Item 9 – Disciplinary Information Marin Wealth Advisors LLC and its management persons have not been involved in any legal or disciplinary events related to past or present investment Clients. Item 10 – Other Financial Industry Activities and Affiliations Marin Wealth Advisors LLC and its management persons are not involved in any other financial industry activities and do not have other industry affiliations. . 8 Marin Wealth Advisors LLC Registered Investment Advisor  Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading Code of Ethics Marin Wealth Advisors LLC strives to be as unbiased as possible in providing advice to clients on a fee-only management basis and on a consulting basis. Clients are advised that they are under no obligation to implement the advice or recommendations through Marin Wealth Advisors LLC in its capacity as a Registered Investment Advisor. All conflicts of interest relating to compensation are disclosed. Dealings and recommendations will always be in the client’s best interest. Marin Wealth Advisors LLC will provide a copy of its code of ethics to any Client or prospective Client, annually and upon request. Participation or Interest in Client Transactions Marin Wealth Advisors LLC may buy or sell securities held by Clients, however, in accordance with the Code of Ethics, these trades may not be made before Client trades since that trade may move the price of the security up or down, potentially having an adverse affect on Client’s account. Personal Trading Robert C. Hunter is the CCO for Marin Wealth Advisors LLC, and as such is responsible for and reviews all implemented procedures to assure that they are ethical and in compliance with applicable laws. The CCO reviews the procedures on an annual basis and uses outside compliance consultants and other services to assure compliance is met. In this role, the CCO reviews all Marin Wealth Advisors LLC’s own trades and the trades of other Investment Advisor Representatives to ensure they do not affect the markets and that Clients receive preferential treatment. Item 12 – Brokerage Practices Selecting Brokerage Firms Marin Wealth Advisors LLC does not have a relationship with product sales firms; however, specific custodian recommendations may be made to Clients based on their needs for a particular service. Marin Wealth Advisors LLC recommends using custodian firms based on proven integrity, financial responsibility, and reasonableness of commissions and costs of trading, ability to facilitate trades, access to client records and other operational issues. These factors will be reviewed occasionally to assure Clients’ best interests are being upheld. Marin Wealth Advisors LLC recommends Charles Schwab & Co., Member FINRA/SIPC (“Schwab”) as the custodian of its advisory accounts and uses the custodian’s interface to facilitate trades for Clients. Marin Wealth Advisors LLC reviews the execution of trades at custodian each quarter, including markups and commissions charged. Marin Wealth Advisors LLC does not receive any portion of commissions on trades/markups. The Schwab software utilized by Marin Wealth Advisors LLC, which helps in portfolio management, is provided free of charge and no soft dollars are received. Clients benefit from this arrangement as it reduces overall expenses for both the firm and Client. See Item 14 – Client Referrals and Other Compensation for more information. Directed Brokerage If Clients direct advisor, Marin Wealth Advisors LLC to execute securities transactions at a brokerage other than the one Marin Wealth Advisors LLC uses for other clients, Client may forego the benefit from savings that he may have obtained. In directing a particular broker/dealer, Marin Wealth Advisors LLC will not have the authority to negotiate commissions, therefore, Client may incur higher commissions or higher transaction costs than with the relationship available through Marin Wealth Advisor LLC’s accounts custodian. . 9 Marin Wealth Advisors LLC Registered Investment Advisor  Item 13 – Review of Accounts Periodic Reviews Marin Wealth Advisors LLC performs quarterly account reviews for all its Clients. Account reviews may occur more frequently, if market conditions warrant. Review Triggers Market conditions, changes in tax laws, new investment information, or changes in a Client’s situation may trigger additional reviews. Regular Reports Charles Schwab (the custodian) provides Clients with monthly account statements and Marin Wealth Advisors LLC provides periodic performance reports (usually quarterly or semi- annually). Clients may expect communication on a semi-annual basis at a minimum. Item 14 – Client Referrals and Other Compensation Client Referrals Marin Wealth Advisors LLC has received many Client referrals over the years and is grateful for these; however, these referrals are not compensated in any way. As described in Item 4, Advisory Business and Services, eligible clients may be referred to Absolute Capital’s WIN platform whereby Marin Wealth Advisors LLC receives referral fees. Absolute Capital will pay Marin Wealth Advisors LLC referral fees for each client referred to them who becomes an advisory client of Absolute Capital (including, but not limited to, establishment of an individual advisory account with Absolute Capital). When referring clients to Absolute Capital, Marin Wealth Advisors LLC shall provide Absolute Capital a completed Acknowledgement of Receipt Form for such potential clients and provide you with applicable disclosure documents as required. For each potential client referred to Absolute Capital who becomes an advisory client of Absolute Capital, Marin Wealth Advisors LLC shall receive a referral fee equal to fifty percent (50%) of any advisory fees charged or applied to the referred client as long as they remain an advisory client of Absolute Capital. For accounts of client’s referred to Absolute Capital that become an advisory client and the WIN platform is utilized for an account paying an asset based advisory fee, Absolute Capital shall pay Marin Wealth Advisors LLC a referral fee between 40bps (0.40%) to 160 bps (1.60%) as long as such client is an advisory client of the Absolute Capital. The client pays no additional fee by reason of the payment of these fees. Charles Schwab & Co., Inc. Advisor Services Benefits Charles Schwab & Co., Inc. Advisor Services provides Marin Wealth Advisors LLC with access to Charles Schwab & Co., Inc. Advisor Services’ institutional trading and custody services, which are typically not available to Charles Schwab & Co., Inc. Advisor Services retail investors. These services generally are available to independent investment advisers on an unsolicited basis, at no charge to them so long as a total of at least $10 million of the adviser’s clients’ assets are maintained in accounts at Charles Schwab & Co., Inc. Advisor Services. Charles Schwab & Co., Inc. Advisor Services includes brokerage services that are related to the execution of securities transactions, custody, research, including that in the form of advice, analyses and reports, and access to mutual funds and other investments that are otherwise generally available only to institutional investors or would require a significantly higher minimum initial investment. For Marin Wealth Advisors LLC client accounts maintained in its custody, Charles Schwab & Co., Inc. Advisor Services generally does not charge separately for custody services but is compensated by account holders through commissions or other transaction-related or asset-based fees for securities trades that are executed through Charles Schwab & Co., Inc. Advisor Services or that settle into Charles Schwab & Co., Inc. Advisor Services accounts. . 10 Marin Wealth Advisors LLC Registered Investment Advisor  Charles Schwab & Co., Inc. Advisor Services also makes available to Marin Wealth Advisors LLC other products and services that benefit Marin Wealth Advisors LLC but may not benefit its clients’ accounts. These benefits may include national, regional or Marin Wealth Advisors LLC specific educational events organized and/or sponsored by Charles Schwab & Co., Inc. Advisor Services. Other potential benefits may include occasional business entertainment of personnel of Marin Wealth Advisors LLC by Charles Schwab & Co., Inc. Advisor Services personnel, including meals, invitations to sporting events, including golf tournaments, and other forms of entertainment, some of which may accompany educational opportunities. Other of these products and services assist Marin Wealth Advisors LLC in managing and administering clients’ accounts. These include software and other technology (and related technological training) that provide access to client account data (such as trade confirmations and account statements), facilitate trade execution (and allocation of aggregated trade orders for multiple client accounts, if applicable), provide research, pricing information and other market data, facilitate payment of Marin Wealth Advisors LLC’s fees from its clients’ accounts (if applicable), and assist with back-office training and support functions, recordkeeping and client reporting. Many of these services generally may be used to service all or some substantial number of Marin Wealth Advisors LLC’s accounts. Charles Schwab & Co., Inc. Advisor Services also makes available to Marin Wealth Advisors LLC other services intended to help Marin Wealth Advisors LLC manage and further develop its business enterprise. These services may include professional compliance, legal and business consulting, publications and conferences on practice management, information technology, business succession, regulatory compliance, employee benefits providers, and human capital consultants, insurance and marketing. In addition, Charles Schwab & Co., Inc. Advisor Services may make available, arrange and/or pay vendors for these types of services rendered to Marin Wealth Advisors LLC by independent third parties. Charles Schwab & Co., Inc. Advisor Services may discount or waive fees it would otherwise charge for some of these services or pay all or a part of the fees of a third-party providing these services to Marin Wealth Advisors LLC. Marin Wealth Advisors LLC is independently owned and operated and not affiliated with Charles Schwab & Co., Inc. Advisor Services. Item 15 – Custody All assets are held at qualified custodians, meaning the custodian provides account statements directly to Clients to its address of record. Clients are urged to carefully review statements. Clients should also compare statements from the custodian with the quarterly reviews provided by Marin Wealth Advisors LLC. Item 16 – Investment Discretion Discretionary Authority for Trading Marin Wealth Advisors LLC accepts discretionary authority to manage securities accounts on behalf of its clients. In this relationship, Marin Wealth Advisors LLC has the authority to determine, without obtaining specific Client consent, the securities and amounts to be bought and sold. This is known as discretionary trading authority, which allows trades to be facilitated promptly on the Client’s behalf. Clients must approve discretionary trading authority in writing. Marin Wealth Advisors LLC consults with each Client prior to each trade to obtain consent in cases when blanket trading authority has NOT been given. This relationship is known as non-discretionary trading authority. Clients approve the custodian to be used and the commission rates, if applicable, to be paid to the custodian. Marin Wealth Advisors LLC does not receive any portion of transaction fees, but rather an annual percentage of assets under management. . 11 Marin Wealth Advisors LLC Registered Investment Advisor  Item 17 – Voting Client Securities Proxy Voting Marin Wealth Advisors LLC does not vote proxies on securities; Clients are expected to vote their own proxies and will receive them directly from the custodian. When voting assistance or recommendations are requested by Clients, Marin Wealth Advisors LLC will try to provide recommendations to the Client. However, if a conflict of interest arises, Marin Wealth Advisors LLC will fully disclose it to the Client. Item 18 – Financial Information Marin Wealth Advisors LLC does not have any financial impairments that would preclude them from meeting contractual commitments to Clients. A balance sheet is not required because Marin Wealth Advisors LLC does not serve as custodian for Client funds or securities and does not require prepayment of Client fees. . 12 Marin Wealth Advisors LLC Registered Investment Advisor