Overview

Assets Under Management: $996 million
Headquarters: POUGHKEEPSIE, NY
High-Net-Worth Clients: 68
Average Client Assets: $2 million

Frequently Asked Questions

MARSHALL & STERLING WEALTH ADVISORS, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #164345), MARSHALL & STERLING WEALTH ADVISORS, INC. is subject to fiduciary duty under federal law.

MARSHALL & STERLING WEALTH ADVISORS, INC. is headquartered in POUGHKEEPSIE, NY.

MARSHALL & STERLING WEALTH ADVISORS, INC. serves 68 high-net-worth clients according to their SEC filing dated April 07, 2025. View client details ↓

According to their SEC Form ADV, MARSHALL & STERLING WEALTH ADVISORS, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and pension consulting services. View all service details ↓

MARSHALL & STERLING WEALTH ADVISORS, INC. manages $996 million in client assets according to their SEC filing dated April 07, 2025.

According to their SEC Form ADV, MARSHALL & STERLING WEALTH ADVISORS, INC. serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting

Clients

Number of High-Net-Worth Clients: 68
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 13.47
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 1,598
Discretionary Accounts: 1,518
Non-Discretionary Accounts: 80

Regulatory Filings

CRD Number: 164345
Filing ID: 1977160
Last Filing Date: 2025-04-07 15:22:00
Website: https://ms-wealth.com