Overview
Assets Under Management: $396 million
Headquarters: NEW YORK, NY
High-Net-Worth Clients: 609
Average Client Assets: $549,813
Frequently Asked Questions
MAXIM FINANCIAL ADVISORS LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #139366), MAXIM FINANCIAL ADVISORS LLC is subject to fiduciary duty under federal law.
MAXIM FINANCIAL ADVISORS LLC is headquartered in NEW YORK, NY.
MAXIM FINANCIAL ADVISORS LLC serves 609 high-net-worth clients according to their SEC filing dated February 28, 2025. View client details ↓
According to their SEC Form ADV, MAXIM FINANCIAL ADVISORS LLC offers portfolio management for individuals, portfolio management for institutional clients, and selection of other advisors. View all service details ↓
MAXIM FINANCIAL ADVISORS LLC manages $396 million in client assets according to their SEC filing dated February 28, 2025.
According to their SEC Form ADV, MAXIM FINANCIAL ADVISORS LLC serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 609
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 84.46
Average High-Net-Worth Client Assets: $549,813
Total Client Accounts: 753
Discretionary Accounts: 403
Non-Discretionary Accounts: 350
Regulatory Filings
CRD Number: 139366
Last Filing Date: 2025-02-28 00:00:00
Website: https://maximgrp.com