Overview
Assets Under Management: $115 million
Headquarters: RALEIGH, NC
High-Net-Worth Clients: 88
Average Client Assets: $0.5 million
Frequently Asked Questions
MID-ATLANTIC SECURITIES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #18836), MID-ATLANTIC SECURITIES, INC. is subject to fiduciary duty under federal law.
MID-ATLANTIC SECURITIES, INC. is headquartered in RALEIGH, NC.
MID-ATLANTIC SECURITIES, INC. serves 88 high-net-worth clients according to their SEC filing dated September 26, 2018. View client details ↓
According to their SEC Form ADV, MID-ATLANTIC SECURITIES, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and selection of other advisors. View all service details ↓
MID-ATLANTIC SECURITIES, INC. manages $115 million in client assets according to their SEC filing dated September 26, 2018.
According to their SEC Form ADV, MID-ATLANTIC SECURITIES, INC. serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 88
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 36.02%
Average Client Assets: $0.5 million
Total Client Accounts: 334
Discretionary Accounts: 209
Non-Discretionary Accounts: 125
Regulatory Filings
CRD Number: 18836
Filing ID: 1242717
Last Filing Date: 2018-09-26 15:34:00