Overview
Assets Under Management: $124 million
Headquarters: ROCKFORD, IL
High-Net-Worth Clients: 26
Average Client Assets: $2.4 million
Frequently Asked Questions
MIDWEST FINANCIAL ASSOCIATES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #158573), MIDWEST FINANCIAL ASSOCIATES, INC. is subject to fiduciary duty under federal law.
MIDWEST FINANCIAL ASSOCIATES, INC. is headquartered in ROCKFORD, IL.
MIDWEST FINANCIAL ASSOCIATES, INC. serves 26 high-net-worth clients according to their SEC filing dated March 24, 2026. View client details ↓
According to their SEC Form ADV, MIDWEST FINANCIAL ASSOCIATES, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and pension consulting services. View all service details ↓
MIDWEST FINANCIAL ASSOCIATES, INC. manages $124 million in client assets according to their SEC filing dated March 24, 2026.
According to their SEC Form ADV, MIDWEST FINANCIAL ASSOCIATES, INC. serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting
Clients
Number of High-Net-Worth Clients: 26
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 50.95%
Average Client Assets: $2.4 million
Total Client Accounts: 632
Discretionary Accounts: 632
Regulatory Filings
CRD Number: 158573
Filing ID: 2064173
Last Filing Date: 2026-03-24 10:46:31