Overview
Assets Under Management: $122 million
High-Net-Worth Clients: 50
Average Client Assets: $2 million
Frequently Asked Questions
NEW WAVE FINANCIAL SERVICES is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #173224), NEW WAVE FINANCIAL SERVICES is subject to fiduciary duty under federal law.
NEW WAVE FINANCIAL SERVICES serves 50 high-net-worth clients according to their SEC filing dated February 04, 2026. View client details ↓
According to their SEC Form ADV, NEW WAVE FINANCIAL SERVICES offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
NEW WAVE FINANCIAL SERVICES manages $122 million in client assets according to their SEC filing dated February 04, 2026.
According to their SEC Form ADV, NEW WAVE FINANCIAL SERVICES serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 50
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 94.63
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 234
Discretionary Accounts: 234
Regulatory Filings
CRD Number: 173224
Filing ID: 2047230
Last Filing Date: 2026-02-04 10:38:28