Overview

Assets Under Management: $615 million
Headquarters: WILLIAMSVILLE, NY
High-Net-Worth Clients: 3
Average Client Assets: $48 million

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection

Clients

Number of High-Net-Worth Clients: 3
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 23.40
Average High-Net-Worth Client Assets: $48 million
Total Client Accounts: 1,405
Discretionary Accounts: 1,366
Non-Discretionary Accounts: 39

Regulatory Filings

CRD Number: 312350
Filing ID: 1996860
Last Filing Date: 2025-06-11 15:22:00
Website: https://northcapewm.com