Overview
Assets Under Management: $615 million
Headquarters: WILLIAMSVILLE, NY
High-Net-Worth Clients: 139
Average Client Assets: $3 million
Frequently Asked Questions
NORTHCAPE WEALTH MANAGEMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #312350), NORTHCAPE WEALTH MANAGEMENT, LLC is subject to fiduciary duty under federal law.
NORTHCAPE WEALTH MANAGEMENT, LLC is headquartered in WILLIAMSVILLE, NY.
NORTHCAPE WEALTH MANAGEMENT, LLC serves 139 high-net-worth clients according to their SEC filing dated June 11, 2025. View client details ↓
According to their SEC Form ADV, NORTHCAPE WEALTH MANAGEMENT, LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
NORTHCAPE WEALTH MANAGEMENT, LLC manages $615 million in client assets according to their SEC filing dated June 11, 2025.
According to their SEC Form ADV, NORTHCAPE WEALTH MANAGEMENT, LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 139
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 71.10
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 1,405
Discretionary Accounts: 1,366
Non-Discretionary Accounts: 39
Regulatory Filings
CRD Number: 312350
Filing ID: 1996860
Last Filing Date: 2025-06-11 15:22:00
Website: https://northcapewm.com