Overview
- Headquarters
- Bend, OR
- Total Firm Assets
- $580 million
- Average High-Net-Worth Client Portfolio Size
- $1.3 million
- Stated Minimum Account Size
- $250,000
Fee Disclosure
Source: NWQ - ADV PART 2A: FIRM BROCHURE (2025-04-23)
· View brochure text
Latest filing: NWQ - ADV PART 2A APPENDIX: WRAP BROCHURE (2026-03-17)
· View brochure text
Latest filing: NWQ - ADV PART 2A: FIRM BROCHURE (2026-03-17)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $100,000 | 1.50% |
| $100,001 | $1,000,000 | 1.25% |
| $1,000,001 | $3,000,000 | 1.00% |
| $3,000,001 | and above | 0.75% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $12,750 | 1.28% |
| $5 million | $47,750 | 0.96% |
| $10 million | $85,250 | 0.85% |
| $50 million | $385,250 | 0.77% |
| $100 million | $760,250 | 0.76% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 73.21%
- Number of High-Net-Worth Clients
- 336
- Total Client Accounts
- 1,771
- Discretionary Accounts
- 1,763
- Non-Discretionary Accounts
- 8
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Regulatory Filings
- SEC CRD Number
- 158455
- NWQ - ADV PART 2A APPENDIX: WRAP BROCHURE (2026-03-17) · View brochure text
- NWQ - ADV PART 2A: FIRM BROCHURE (2026-03-17) · View brochure text
- NWQ - ADV PART 2A: FIRM BROCHURE (2025-04-23) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗