Overview
Assets Under Management: $9.6 billion
Headquarters: LOS ANGELES, CA
High-Net-Worth Clients: 20
Average Client Assets: $3.2 million
Frequently Asked Questions
NWQ INVESTMENT MANAGEMENT COMPANY, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #121876), NWQ INVESTMENT MANAGEMENT COMPANY, LLC is subject to fiduciary duty under federal law.
NWQ INVESTMENT MANAGEMENT COMPANY, LLC is headquartered in LOS ANGELES, CA.
NWQ INVESTMENT MANAGEMENT COMPANY, LLC serves 20 high-net-worth clients according to their SEC filing dated September 13, 2018. View client details ↓
According to their SEC Form ADV, NWQ INVESTMENT MANAGEMENT COMPANY, LLC offers portfolio management for individuals, portfolio management for businesses, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. View all service details ↓
NWQ INVESTMENT MANAGEMENT COMPANY, LLC manages $9.6 billion in client assets according to their SEC filing dated September 13, 2018.
According to their SEC Form ADV, NWQ INVESTMENT MANAGEMENT COMPANY, LLC serves high-net-worth individuals, businesses, pooled investment vehicles, and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Companies, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 20
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 0.67%
Average Client Assets: $3.2 million
Total Client Accounts: 3,545
Discretionary Accounts: 3,545
Regulatory Filings
CRD Number: 121876
Filing ID: 1240080
Last Filing Date: 2018-09-13 12:38:00