Overview
Assets Under Management: $112 million
Headquarters: HUNTSVILLE, AL
High-Net-Worth Clients: 108
Average Client Assets: $0.7 million
Frequently Asked Questions
OAK TREE FINANCIAL SERVICES, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #175281), OAK TREE FINANCIAL SERVICES, LLC is subject to fiduciary duty under federal law.
OAK TREE FINANCIAL SERVICES, LLC is headquartered in HUNTSVILLE, AL.
OAK TREE FINANCIAL SERVICES, LLC serves 108 high-net-worth clients according to their SEC filing dated October 12, 2023. View client details ↓
According to their SEC Form ADV, OAK TREE FINANCIAL SERVICES, LLC offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
OAK TREE FINANCIAL SERVICES, LLC manages $112 million in client assets according to their SEC filing dated October 12, 2023.
According to their SEC Form ADV, OAK TREE FINANCIAL SERVICES, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 108
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 64.50%
Average Client Assets: $0.7 million
Total Client Accounts: 349
Discretionary Accounts: 349
Regulatory Filings
CRD Number: 175281
Filing ID: 1788051
Last Filing Date: 2023-10-12 10:08:00