Overview

Assets Under Management: $251 million
Headquarters: DALLAS, TX
High-Net-Worth Clients: 24
Average Client Assets: $1 million

Services Offered

Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients

Fee Structure

Primary Fee Schedule (ADV PART 2A)

MinMaxMarginal Fee Rate
$0 $1,500,000 1.50%
$1,500,001 $5,000,000 1.00%
$5,000,001 $10,000,000 0.90%
$10,000,001 and above 0.80%
Illustrative Fee Rates
Total AssetsAnnual FeesAverage Fee Rate
$1 million $15,000 1.50%
$5 million $57,500 1.15%
$10 million $102,500 1.02%
$50 million $422,500 0.84%
$100 million $822,500 0.82%

Clients

Number of High-Net-Worth Clients: 24
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 100.00
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 78
Discretionary Accounts: 78

Regulatory Filings

CRD Number: 144877
Last Filing Date: 2024-06-04 00:00:00
Website: https://oakviewcm.com

Form ADV Documents

Additional Brochure: ADV PART 2B (2025-10-24)

View Document Text
Item 1: Cover Page PART 2B OF FORM ADV: BROCHURE SUPPLEMENT 3879 Maple Avenue, Suite 300 Dallas, TX 75219 (214) 999-1175 IARD/CRD# 144877 www.oakviewcm.com October 24, 2025 This brochure supplement provides information about James Malone that supplements the Oakview Capital Management, LP brochure. You should have received a copy of that brochure. Please contact James Malone, CCO, if you did not receive Oakview Capital Management, LP’s brochure or if you have any questions about the contents of this supplement. Additional information about James Patrick Malone, LP is also available on the SEC’s website at www.adviserinfo.sec.gov. 1 Item 2: Educational Background and Business Experience Education History: James Patrick Malone, born 1976, graduated from the University of Texas in Austin, TX with a Bachelor of Arts degree. Business Background: EMPLOYER POSITION Oakview Capital Management, LP Oakview Investments, LLC Argentus Securities, LLC Financial Counseling Corporation START DATE November, 2007 November, 2007 January, 2009 November, 2006 END DATE Current Current September 2013 December 2008 Limited Partner, CCO Sole Member Registered Representative Advisory Agent Item 3: Disciplinary Information James P. Malone does not have any disciplinary information to disclose. You may also access a full report of our advisory agents through the IAPD link at www.adviserinfo.sec.gov. Should you have any technical difficulties with this link you can call 240-386- 4848 for further assistance. Item 4: Other Business Activities James Patrick Malone is the only member of Oakview Investments LLC. Oakview Investments, LLC is the General Partner for Oakview Capital Management, LP. James Patrick Malone has no other business activities to disclose. Item 5: Additional Compensation James P, Malone does not receive any economic benefits for providing advisory services from someone who is not a client of Oakview Capital Management, LP that has not already been disclosed in this Brochure. This item is not applicable. Item 6: Supervision All new accounts undergo careful analysis and review as to appropriateness of assets held and asset allocation and compared to the investment objectives stated by you. After an account has been approved for a specific investment program, the Chief Compliance Officer will monitor the trading activities in the account to ensure that the securities purchased or sold are consistent with your investment objectives. The Chief Compliance Officer will review the activity in each account at least quarterly to determine if the account has been managed in a manner consistent with your investment objectives and shall discuss any questionable activities in any account with you. The Chief Compliance Officer will also look for any evidence of excessive trading or conflicts of interest between the portfolio manager and you. Our Firm has established written policies and procedures that it will utilize to supervise. In addition, a Code of Ethics has been adopted, which we have agreed to follow and comply with. The confidence and trust placed in our Firm and its employees is something we value and endeavor to protect. 2 James Patrick Malone is the firm’s Chief Compliance Officer. James Patrick Malone can be reached at 214-999- 1175 should you have any additional questions or concerns. Item 7: Requirements for State-Registered Advisers James Patrick Malone has not been involved in any of the events below. 1. An award or otherwise being found liable in an arbitration claim alleging damages in excess of $2,500, involving any of the following: (a) an investment or an investment-related business or activity; (b) fraud, false statement(s), or omissions; (c) theft, embezzlement, or other wrongful taking of property; (d) bribery, forgery, counterfeiting, or extortion; or (e) dishonest, unfair, or unethical practices. 2. An award or otherwise being found liable in a civil, self-regulatory organization, or administrative proceeding involving any of the following: (a) an investment or an investment-related business or activity; (b) fraud, false statement(s), or omissions; (c) theft, embezzlement, or other wrongful taking of property; (d) bribery, forgery, counterfeiting, or extortion; or (e) dishonest, unfair, or unethical practices. James Patrick Malone has not been the subject of a bankruptcy petition. 3