Overview
- Total Firm Assets
- $167 million
- Average High-Net-Worth Client Portfolio Size
- $4.7 million
Fee Disclosure
Source: PART 2A: FIRM BROCHURE (2026-07-28)
· View brochure text
Latest filing: PART 2B: BROCHURE SUPPLEMENT (NEIL M. KAY) (2026-07-28)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $500,000 | 1.00% |
| $500,001 | $1,000,000 | 0.80% |
| $1,000,001 | and above | 0.75% |
Stated Minimum Annual Fee: $5,000
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $9,000 | 0.90% |
| $5 million | $39,000 | 0.78% |
| $10 million | $76,500 | 0.76% |
| $50 million | $376,500 | 0.75% |
| $100 million | $751,500 | 0.75% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 85.30%
- Number of High-Net-Worth Clients
- 30
- Total Client Accounts
- 269
- Discretionary Accounts
- 269
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Investment Advisor Selection
Regulatory Filings
- SEC CRD Number
- 305172
- PART 2A: FIRM BROCHURE (2026-07-28) (fee schedule source) · View brochure text
- PART 2B: BROCHURE SUPPLEMENT (NEIL M. KAY) (2026-07-28) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗