Overview

Assets Under Management: $246 million
Headquarters: RENO, NV
High-Net-Worth Clients: 57
Average Client Assets: $3 million

Frequently Asked Questions

OPEN WINDOW FINANCIAL SOLUTIONS, LTD. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #131562), OPEN WINDOW FINANCIAL SOLUTIONS, LTD. is subject to fiduciary duty under federal law.

OPEN WINDOW FINANCIAL SOLUTIONS, LTD. is headquartered in RENO, NV.

OPEN WINDOW FINANCIAL SOLUTIONS, LTD. serves 57 high-net-worth clients according to their SEC filing dated March 04, 2025. View client details ↓

According to their SEC Form ADV, OPEN WINDOW FINANCIAL SOLUTIONS, LTD. offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓

OPEN WINDOW FINANCIAL SOLUTIONS, LTD. manages $246 million in client assets according to their SEC filing dated March 04, 2025.

According to their SEC Form ADV, OPEN WINDOW FINANCIAL SOLUTIONS, LTD. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting

Clients

Number of High-Net-Worth Clients: 57
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 80.82
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 346
Discretionary Accounts: 346

Regulatory Filings

CRD Number: 131562
Last Filing Date: 2025-03-04 00:00:00
Website: https://openwindowfs.com