Overview
Assets Under Management: $37.1 billion
Headquarters: FORT WAYNE, IN
High-Net-Worth Clients: 253
Average Client Assets: $2.4 million
Frequently Asked Questions
OSAIC FA, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #3978), OSAIC FA, INC. is subject to fiduciary duty under federal law.
OSAIC FA, INC. is headquartered in FORT WAYNE, IN.
OSAIC FA, INC. serves 253 high-net-worth clients according to their SEC filing dated November 18, 2024. View client details ↓
According to their SEC Form ADV, OSAIC FA, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, selection of other advisors, and educational seminars and workshops. View all service details ↓
OSAIC FA, INC. manages $37.1 billion in client assets according to their SEC filing dated November 18, 2024.
According to their SEC Form ADV, OSAIC FA, INC. serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 253
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 1.63%
Average Client Assets: $2.4 million
Total Client Accounts: 103,063
Discretionary Accounts: 23,634
Non-Discretionary Accounts: 79,429
Regulatory Filings
CRD Number: 3978
Filing ID: 1914265
Last Filing Date: 2024-11-18 17:58:00