Overview

Assets Under Management: $4.5 billion
Headquarters: FORT WAYNE, IN
High-Net-Worth Clients: 36
Average Client Assets: $1.7 million

Frequently Asked Questions

OSAIC FS, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #3870), OSAIC FS, INC. is subject to fiduciary duty under federal law.

OSAIC FS, INC. is headquartered in FORT WAYNE, IN.

OSAIC FS, INC. serves 36 high-net-worth clients according to their SEC filing dated November 18, 2024. View client details ↓

According to their SEC Form ADV, OSAIC FS, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, selection of other advisors, and educational seminars and workshops. View all service details ↓

OSAIC FS, INC. manages $4.5 billion in client assets according to their SEC filing dated November 18, 2024.

According to their SEC Form ADV, OSAIC FS, INC. serves high-net-worth individuals and institutional clients. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Investment Advisor Selection, Educational Seminars

Clients

Number of High-Net-Worth Clients: 36
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 1.36%
Average Client Assets: $1.7 million
Total Client Accounts: 21,454
Discretionary Accounts: 3,636
Non-Discretionary Accounts: 17,818

Regulatory Filings

CRD Number: 3870
Filing ID: 1914194
Last Filing Date: 2024-11-18 16:07:00