Overview
Assets Under Management: $121 million
Headquarters: ROCKFORD, IL
High-Net-Worth Clients: 47
Average Client Assets: $1.6 million
Frequently Asked Questions
PATHFINDER ADVISORY, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #122768), PATHFINDER ADVISORY, INC. is subject to fiduciary duty under federal law.
PATHFINDER ADVISORY, INC. is headquartered in ROCKFORD, IL.
PATHFINDER ADVISORY, INC. serves 47 high-net-worth clients according to their SEC filing dated March 13, 2026. View client details ↓
According to their SEC Form ADV, PATHFINDER ADVISORY, INC. offers financial planning, portfolio management for individuals, selection of other advisors, and educational seminars and workshops. View all service details ↓
PATHFINDER ADVISORY, INC. manages $121 million in client assets according to their SEC filing dated March 13, 2026.
According to their SEC Form ADV, PATHFINDER ADVISORY, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 47
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 62.64%
Average Client Assets: $1.6 million
Total Client Accounts: 145
Discretionary Accounts: 135
Non-Discretionary Accounts: 10
Regulatory Filings
CRD Number: 122768
Filing ID: 2072432
Last Filing Date: 2026-03-13 12:44:33