Overview
Assets Under Management: $118 million
High-Net-Worth Clients: 31
Average Client Assets: $2.8 million
Frequently Asked Questions
PENLAND LEGACY ADVISORS, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #118937), PENLAND LEGACY ADVISORS, LLC is subject to fiduciary duty under federal law.
PENLAND LEGACY ADVISORS, LLC serves 31 high-net-worth clients according to their SEC filing dated February 22, 2018. View client details ↓
According to their SEC Form ADV, PENLAND LEGACY ADVISORS, LLC offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
PENLAND LEGACY ADVISORS, LLC manages $118 million in client assets according to their SEC filing dated February 22, 2018.
According to their SEC Form ADV, PENLAND LEGACY ADVISORS, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 31
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 73.53%
Average Client Assets: $2.8 million
Total Client Accounts: 422
Discretionary Accounts: 349
Non-Discretionary Accounts: 73
Regulatory Filings
CRD Number: 118937
Filing ID: 1171840
Last Filing Date: 2018-02-22 17:32:00