Overview
Assets Under Management: $211 million
Headquarters: BUFFALO GROVE, IL
High-Net-Worth Clients: 69
Average Client Assets: $1.8 million
Frequently Asked Questions
PHASE III ADVISORY SERVICES, LTD is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #122959), PHASE III ADVISORY SERVICES, LTD is subject to fiduciary duty under federal law.
PHASE III ADVISORY SERVICES, LTD is headquartered in BUFFALO GROVE, IL.
PHASE III ADVISORY SERVICES, LTD serves 69 high-net-worth clients according to their SEC filing dated April 28, 2026. View client details ↓
According to their SEC Form ADV, PHASE III ADVISORY SERVICES, LTD offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
PHASE III ADVISORY SERVICES, LTD manages $211 million in client assets according to their SEC filing dated April 28, 2026.
According to their SEC Form ADV, PHASE III ADVISORY SERVICES, LTD serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 69
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 58.83%
Average Client Assets: $1.8 million
Total Client Accounts: 1,400
Discretionary Accounts: 931
Non-Discretionary Accounts: 469
Regulatory Filings
CRD Number: 122959
Filing ID: 2100041
Last Filing Date: 2026-04-28 14:44:10