Overview
Assets Under Management: $2.2 billion
Headquarters: FORT WAYNE, IN
High-Net-Worth Clients: 374
Average Client Assets: $3 million
Frequently Asked Questions
PHILLIPS FINANCIAL MANAGEMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #131344), PHILLIPS FINANCIAL MANAGEMENT, LLC is subject to fiduciary duty under federal law.
PHILLIPS FINANCIAL MANAGEMENT, LLC is headquartered in FORT WAYNE, IN.
PHILLIPS FINANCIAL MANAGEMENT, LLC serves 374 high-net-worth clients according to their SEC filing dated May 01, 2025. View client details ↓
According to their SEC Form ADV, PHILLIPS FINANCIAL MANAGEMENT, LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓
PHILLIPS FINANCIAL MANAGEMENT, LLC manages $2.2 billion in client assets according to their SEC filing dated May 01, 2025.
According to their SEC Form ADV, PHILLIPS FINANCIAL MANAGEMENT, LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 374
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 53.88
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 3,084
Discretionary Accounts: 3,028
Non-Discretionary Accounts: 56
Regulatory Filings
CRD Number: 131344
Filing ID: 1986615
Last Filing Date: 2025-05-01 15:34:00
Website: https://1phillips.com