Overview
Assets Under Management: $829 million
Headquarters: ALAMEDA, CA
High-Net-Worth Clients: 11
Average Client Assets: $0.7 million
Frequently Asked Questions
PHOCAS FINANCIAL CORPORATION is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #135470), PHOCAS FINANCIAL CORPORATION is subject to fiduciary duty under federal law.
PHOCAS FINANCIAL CORPORATION is headquartered in ALAMEDA, CA.
PHOCAS FINANCIAL CORPORATION serves 11 high-net-worth clients according to their SEC filing dated September 19, 2024. View client details ↓
According to their SEC Form ADV, PHOCAS FINANCIAL CORPORATION offers portfolio management for individuals, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. View all service details ↓
PHOCAS FINANCIAL CORPORATION manages $829 million in client assets according to their SEC filing dated September 19, 2024.
According to their SEC Form ADV, PHOCAS FINANCIAL CORPORATION serves high-net-worth individuals, pooled investment vehicles, and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 11
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 0.91%
Average Client Assets: $0.7 million
Total Client Accounts: 56
Discretionary Accounts: 56
Regulatory Filings
CRD Number: 135470
Filing ID: 1902079
Last Filing Date: 2024-09-19 16:49:00