Overview

Assets Under Management: $9.9 billion
Headquarters: NEW YORK, NY
High-Net-Worth Clients: 489
Average Client Assets: $4 million

Frequently Asked Questions

PINNACLE ASSOCIATES, LTD. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #110631), PINNACLE ASSOCIATES, LTD. is subject to fiduciary duty under federal law.

PINNACLE ASSOCIATES, LTD. is headquartered in NEW YORK, NY.

PINNACLE ASSOCIATES, LTD. serves 489 high-net-worth clients according to their SEC filing dated March 20, 2025. View client details ↓

According to their SEC Form ADV, PINNACLE ASSOCIATES, LTD. offers financial planning, portfolio management for individuals, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. View all service details ↓

PINNACLE ASSOCIATES, LTD. manages $9.9 billion in client assets according to their SEC filing dated March 20, 2025.

According to their SEC Form ADV, PINNACLE ASSOCIATES, LTD. serves high-net-worth individuals, pooled investment vehicles, and institutional clients. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients

Clients

Number of High-Net-Worth Clients: 489
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 17.89
Average High-Net-Worth Client Assets: $4 million
Total Client Accounts: 6,429
Discretionary Accounts: 6,428
Non-Discretionary Accounts: 1

Regulatory Filings

CRD Number: 110631
Filing ID: 1956420
Last Filing Date: 2025-03-20 16:08:00
Website: https://pinnacle-ny.com