Overview
Assets Under Management: $158 million
High-Net-Worth Clients: 50
Average Client Assets: $3 million
Frequently Asked Questions
POLLOCK PLANNING ASSOCIATES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #105409), POLLOCK PLANNING ASSOCIATES, INC. is subject to fiduciary duty under federal law.
POLLOCK PLANNING ASSOCIATES, INC. serves 50 high-net-worth clients according to their SEC filing dated January 27, 2025. View client details ↓
According to their SEC Form ADV, POLLOCK PLANNING ASSOCIATES, INC. offers financial planning and portfolio management for individuals. View all service details ↓
POLLOCK PLANNING ASSOCIATES, INC. manages $158 million in client assets according to their SEC filing dated January 27, 2025.
According to their SEC Form ADV, POLLOCK PLANNING ASSOCIATES, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 50
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 93.94
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 306
Discretionary Accounts: 306
Regulatory Filings
CRD Number: 105409
Last Filing Date: 2025-01-27 00:00:00
Website: https://gmail.com