Overview

Headquarters
Carmel, CA
Total Firm Assets
$599 million
Average High-Net-Worth Client Portfolio Size
$2.8 million
Stated Minimum Account Size
$1,000,000

Fee Disclosure

Source: PWM INC ADV PART 2 BROCHURE 5 JANUARY 2026 (2026-01-08) · View brochure text

MinMaxDisclosed Annual Rate
$0 $2,000,000 1.50%
$2,000,001 $5,000,000 1.25%
$5,000,001 and above 1.00%

Stated Minimum Annual Fee: $4,000

Estimated Annual Advisory Fees
Portfolio ValueEstimated Annual FeeEffective Fee Rate
$1 million $15,000 1.50%
$5 million $67,500 1.35%
$10 million $117,500 1.18%
$50 million $517,500 1.04%
$100 million $1,017,500 1.02%

Actual fees may vary; other investment costs may apply.

Compare fees: lowest-fee advisors in California for $2M portfolios · $10M portfolios

Clients

High-Net-Worth Share of Firm Assets
81.65%
Number of High-Net-Worth Clients
175
Total Client Accounts
1,839
Discretionary Accounts
1,839

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients

Regulatory Filings

SEC CRD Number
147814
  • PWM INC ADV PART 2 BROCHURE 5 JANUARY 2026 (2026-01-08) (fee schedule source) · View brochure text

View firm on SEC ↗ · Current Form ADV (PDF) ↗

Frequently Asked Questions