Source: PRINCIPAL ASSET MANAGEMENT 2026 ADV PART 2A (2026-03-31)
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Min
Max
Disclosed Annual Rate
$0
$50,000,000
0.60%
$50,000,001
$100,000,000
0.55%
$100,000,001
and above
0.50%
Estimated Annual Advisory Fees
Portfolio Value
Estimated Annual Fee
Effective Fee Rate
$1 million
$6,000
0.60%
$5 million
$30,000
0.60%
$10 million
$60,000
0.60%
$50 million
$300,000
0.60%
$100 million
$575,000
0.58%
Actual fees may vary; other investment costs may apply.
Clients
High-Net-Worth Share of Firm Assets
0.23%
Number of High-Net-Worth Clients
315
Total Client Accounts
8,169
Discretionary Accounts
8,162
Non-Discretionary Accounts
7
Services Offered
Services:
Portfolio Management for Individuals, Portfolio Management for Companies, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients, Investment Advisor Selection, Educational Seminars
Regulatory Filings
SEC CRD Number
109002
PRINCIPAL ASSET MANAGEMENT 2026 ADV PART 2A (2026-03-31)
(fee schedule source)
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Principal Asset Management's Form ADV discloses 0.60% on the first $50 million, 0.55% on the next $50 million, and 0.50% on assets above $100 million. See complete fee breakdown ↓
Yes. As an SEC-registered investment advisor (CRD #109002), Principal Asset Management is subject to fiduciary duty under federal law.
Principal Asset Management is headquartered in DES MOINES, IA.
Principal Asset Management serves 315 high-net-worth clients according to their SEC filing dated May 28, 2026. View client details ↓
According to their SEC Form ADV, Principal Asset Management offers portfolio management for individuals, portfolio management for businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisors, and educational seminars and workshops. View all service details ↓
Principal Asset Management manages $427.7 billion in client assets according to their SEC filing dated May 28, 2026.
According to their SEC Form ADV, Principal Asset Management serves high-net-worth individuals, businesses, pooled investment vehicles, and institutional clients. View client details ↓