Overview
Assets Under Management: $116 million
Headquarters: APPLETON, WI
High-Net-Worth Clients: 38
Average Client Assets: $1.7 million
Frequently Asked Questions
PROFESSIONAL FINANCIAL MANAGEMENT, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #154016), PROFESSIONAL FINANCIAL MANAGEMENT, INC. is subject to fiduciary duty under federal law.
PROFESSIONAL FINANCIAL MANAGEMENT, INC. is headquartered in APPLETON, WI.
PROFESSIONAL FINANCIAL MANAGEMENT, INC. serves 38 high-net-worth clients according to their SEC filing dated March 18, 2026. View client details ↓
According to their SEC Form ADV, PROFESSIONAL FINANCIAL MANAGEMENT, INC. offers financial planning and portfolio management for individuals. View all service details ↓
PROFESSIONAL FINANCIAL MANAGEMENT, INC. manages $116 million in client assets according to their SEC filing dated March 18, 2026.
According to their SEC Form ADV, PROFESSIONAL FINANCIAL MANAGEMENT, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 38
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 55.85%
Average Client Assets: $1.7 million
Total Client Accounts: 659
Discretionary Accounts: 553
Non-Discretionary Accounts: 106
Regulatory Filings
CRD Number: 154016
Filing ID: 2070592
Last Filing Date: 2026-03-18 14:02:30