Overview
Assets Under Management: $351 million
Headquarters: THOUSAND OAKS, CA
High-Net-Worth Clients: 88
Average Client Assets: $2.3 million
Frequently Asked Questions
PROFESSIONAL PLANNING is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #109561), PROFESSIONAL PLANNING is subject to fiduciary duty under federal law.
PROFESSIONAL PLANNING is headquartered in THOUSAND OAKS, CA.
PROFESSIONAL PLANNING serves 88 high-net-worth clients according to their SEC filing dated October 22, 2018. View client details ↓
According to their SEC Form ADV, PROFESSIONAL PLANNING offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and pension consulting services. View all service details ↓
PROFESSIONAL PLANNING manages $351 million in client assets according to their SEC filing dated October 22, 2018.
According to their SEC Form ADV, PROFESSIONAL PLANNING serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting
Clients
Number of High-Net-Worth Clients: 88
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 57.96%
Average Client Assets: $2.3 million
Total Client Accounts: 1,758
Discretionary Accounts: 1,758
Regulatory Filings
CRD Number: 109561
Filing ID: 1245807
Last Filing Date: 2018-10-22 18:19:00