Overview
Assets Under Management: $176 million
High-Net-Worth Clients: 36
Average Client Assets: $5 million
Frequently Asked Questions
PROSPECT FINANCIAL GROUP LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #133953), PROSPECT FINANCIAL GROUP LLC is subject to fiduciary duty under federal law.
PROSPECT FINANCIAL GROUP LLC serves 36 high-net-worth clients according to their SEC filing dated February 12, 2025. View client details ↓
According to their SEC Form ADV, PROSPECT FINANCIAL GROUP LLC offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
PROSPECT FINANCIAL GROUP LLC manages $176 million in client assets according to their SEC filing dated February 12, 2025.
According to their SEC Form ADV, PROSPECT FINANCIAL GROUP LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 36
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 98.86
Average High-Net-Worth Client Assets: $5 million
Total Client Accounts: 318
Discretionary Accounts: 318
Regulatory Filings
CRD Number: 133953
Last Filing Date: 2025-02-12 00:00:00
Website: https://prospect-group.com