Overview
Assets Under Management: $418 million
Headquarters: MELVILLE, NY
High-Net-Worth Clients: 71
Average Client Assets: $3 million
Frequently Asked Questions
PROSPECT FINANCIAL SERVICES LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #314154), PROSPECT FINANCIAL SERVICES LLC is subject to fiduciary duty under federal law.
PROSPECT FINANCIAL SERVICES LLC is headquartered in MELVILLE, NY.
PROSPECT FINANCIAL SERVICES LLC serves 71 high-net-worth clients according to their SEC filing dated January 31, 2025. View client details ↓
According to their SEC Form ADV, PROSPECT FINANCIAL SERVICES LLC offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
PROSPECT FINANCIAL SERVICES LLC manages $418 million in client assets according to their SEC filing dated January 31, 2025.
According to their SEC Form ADV, PROSPECT FINANCIAL SERVICES LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 71
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 55.25
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 1,178
Discretionary Accounts: 1,178
Regulatory Filings
CRD Number: 314154
Last Filing Date: 2025-01-31 00:00:00
Website: https://lpl.com