Overview
- Headquarters
- Dallas, TX
- Total Firm Assets
- $14.4 billion
- Average High-Net-Worth Client Portfolio Size
- $1.1 million
Fee Disclosure
Source: PROSPERA FINANCIAL SERVICES 2A DISCLOSURE BROCHURE 2026.09.30 (2026-09-30)
· View brochure text
Latest filing: PROSPERA FINANCIAL SERVICES 2A DISCLOSURE BROCHURE 2026.09.30 WRAP (2026-09-30)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | and above | Up to 2.15% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $21,500 | 2.15% |
| $5 million | $107,500 | 2.15% |
| $10 million | $215,000 | 2.15% |
| $50 million | $1,075,000 | 2.15% |
| $100 million | $2,150,000 | 2.15% |
Estimates use the disclosed maximum. Actual fees may vary; other investment costs may apply.
Compare fees: lowest-fee advisors in Texas for $2M portfolios · $10M portfolios
Clients
- High-Net-Worth Share of Firm Assets
- 58.99%
- Number of High-Net-Worth Clients
- 7,796
- Total Client Accounts
- 31,454
- Discretionary Accounts
- 22,149
- Non-Discretionary Accounts
- 9,305
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Regulatory Filings
- SEC CRD Number
- 10740
- PROSPERA FINANCIAL SERVICES 2A DISCLOSURE BROCHURE 2026.09.30 (2026-09-30) (fee schedule source) · View brochure text
- PROSPERA FINANCIAL SERVICES 2A DISCLOSURE BROCHURE 2026.09.30 WRAP (2026-09-30) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗